0001487329-21-000006.txt : 20210507 0001487329-21-000006.hdr.sgml : 20210507 20210507123148 ACCESSION NUMBER: 0001487329-21-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210507 FILED AS OF DATE: 20210507 DATE AS OF CHANGE: 20210507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stief James F CENTRAL INDEX KEY: 0001487329 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11917 FILM NUMBER: 21901374 MAIL ADDRESS: STREET 1: THE DAVEY TREE EXPERT COMPANY STREET 2: 1500 NORTH MANTUA STREET CITY: KENT STATE: OH ZIP: 44240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO CENTRAL INDEX KEY: 0000277638 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 340176110 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 N MANTUA ST STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 BUSINESS PHONE: 3306739511 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 4 1 wf-form4_162040509271817.xml FORM 4 X0306 4 2021-05-07 0 0000277638 DAVEY TREE EXPERT CO NONE 0001487329 Stief James F 1500 NORTH MANTUA STREET KENT OH 44240 0 1 0 0 Exec VP, U.S. Residential Ops Common Stock 2021-05-07 4 M 0 6000 11.60 A 251688 D Common Stock 2021-05-07 4 M 0 2480 15.05 A 254168 D Common Stock 2021-05-07 4 M 0 4960 16.35 A 259128 D Common Stock 2021-05-07 4 M 0 2976 17.60 A 262104 D Common Stock 2021-05-07 4 M 0 3062 19.10 A 265166 D Common Stock 2021-05-07 4 D 0 7643 30 D 257523 D Common Stock 2021-05-07 4 F 0 2690 0 D 254833 D Common Stock 16 I By Son Common Stock 53763.1967 I By 401(k) Plan Non-Qualified Stock Option (Right to Buy) 11.6 2021-05-07 4 M 0 6000 0 D 2014-06-24 2023-06-24 Common Stock 6000.0 0 D Stock Appreciation Rights (2015) 15.05 2021-05-07 4 M 0 2480 0 D 2016-03-07 2024-12-31 Common Stock 2480.0 0 D Stock Appreciation Rights (2016) 16.35 2021-05-07 4 M 0 4960 0 D 2017-03-04 2025-12-31 Common Stock 4960.0 0 D Stock Appreciation Rights (2017) 17.6 2021-05-07 4 M 0 2976 0 D 2018-03-14 2026-12-31 Common Stock 2976.0 744 D Stock Appreciation Rights 19.1 2021-05-07 4 M 0 3062 0 D 2018-03-09 2027-12-31 Common Stock 3062.0 2041 D These options become exercisable in 20% installments on each anniversary of the grant date beginning June 24, 2014. Stock Appreciation Rights (SARs)become exercisable in five equal annual installments beginning on the first anniversary of the grant date. Payment of taxes in connection with SARs pay-out. This total reflects routine accumulation of 53,763.1967 common shares acquired through the Company's 401(K) benefit plan as of May 7, 2021, based on internal records. /s/James F. Stief/Christopher J. Bast, by Power of Attorney 2021-05-07