0001363607-18-000005.txt : 20180416
0001363607-18-000005.hdr.sgml : 20180416
20180416083706
ACCESSION NUMBER: 0001363607-18-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180413
FILED AS OF DATE: 20180416
DATE AS OF CHANGE: 20180416
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COVEY PATRICK M
CENTRAL INDEX KEY: 0001363607
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11917
FILM NUMBER: 18755633
MAIL ADDRESS:
STREET 1: 1500 NORTH MANTUA STREET
STREET 2: PO BOX 5193
CITY: KENT
STATE: OH
ZIP: 44240-5193
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO
CENTRAL INDEX KEY: 0000277638
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700]
IRS NUMBER: 340176110
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1500 N MANTUA ST
STREET 2: P O BOX 5193
CITY: KENT
STATE: OH
ZIP: 44240-5193
BUSINESS PHONE: 3306739511
MAIL ADDRESS:
STREET 1: 1500 NORTH MANTUA STREET
STREET 2: P O BOX 5193
CITY: KENT
STATE: OH
ZIP: 44240-5193
4
1
wf-form4_152388221221415.xml
FORM 4
X0306
4
2018-04-13
0
0000277638
DAVEY TREE EXPERT CO
NONE
0001363607
COVEY PATRICK M
1500 NORTH MANTUA STREET
KENT
OH
44240
1
1
0
0
President & CEO
Common Stock
2018-04-13
4
A
0
6000
8
A
84368
D
Common Stock
2018-04-13
4
M
0
1260
9.85
A
85628
D
Common Stock
11564.8143
I
By 401(k) Plan
Non-Qualified Stock Option (Right to Buy)
8.0
2018-04-13
4
M
0
6000
0
D
2010-11-02
2019-11-02
Common Stock
6000.0
0
D
Stock Subscription Rights (Right to Buy)
9.85
2018-04-13
4
J
0
1260
0
D
2012-08-01
2019-08-01
Common Stock
1260.0
416
D
These options vested and became fully exercisable on November 2, 2014.
The reported shares of the Company's common stock and rights were acquired in the Company's stock subscription offering to employees and non-employee directors in accordance with the provisions of The Davey Tree Expert Company 2004 Omnibus Stock Plan (the "Plan"). All participants in the offering purchasing in excess of $5,000 of common stock were granted a "right" to purchase one additional share of common stock, at a price of $19.70 per share, for every three shares of common stock purchased under the Plan. Each "right" may be exercised at the rate of 1/7 per year beginning on August 1, 2012 and will expire on July 31, 2019. All shares and prices adjusted for 2-for-1 stock split dated June 1, 2017.
On March 16, 2017, the grant date of certain PRSUs and SARs were incorrectly reported as March 14, 2017, rather than March 3, 2017.
This total reflects routine accumulation of 11,564.8143 common shares acquired through the Company's 401(K) benefit plan as of April 13, 2018, based on internal records.
/s/Patrick M. Covey/Christopher J. Bast, by Power of Attorney
2018-04-13