0001363607-18-000005.txt : 20180416 0001363607-18-000005.hdr.sgml : 20180416 20180416083706 ACCESSION NUMBER: 0001363607-18-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180413 FILED AS OF DATE: 20180416 DATE AS OF CHANGE: 20180416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COVEY PATRICK M CENTRAL INDEX KEY: 0001363607 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11917 FILM NUMBER: 18755633 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: PO BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO CENTRAL INDEX KEY: 0000277638 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 340176110 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 N MANTUA ST STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 BUSINESS PHONE: 3306739511 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 4 1 wf-form4_152388221221415.xml FORM 4 X0306 4 2018-04-13 0 0000277638 DAVEY TREE EXPERT CO NONE 0001363607 COVEY PATRICK M 1500 NORTH MANTUA STREET KENT OH 44240 1 1 0 0 President & CEO Common Stock 2018-04-13 4 A 0 6000 8 A 84368 D Common Stock 2018-04-13 4 M 0 1260 9.85 A 85628 D Common Stock 11564.8143 I By 401(k) Plan Non-Qualified Stock Option (Right to Buy) 8.0 2018-04-13 4 M 0 6000 0 D 2010-11-02 2019-11-02 Common Stock 6000.0 0 D Stock Subscription Rights (Right to Buy) 9.85 2018-04-13 4 J 0 1260 0 D 2012-08-01 2019-08-01 Common Stock 1260.0 416 D These options vested and became fully exercisable on November 2, 2014. The reported shares of the Company's common stock and rights were acquired in the Company's stock subscription offering to employees and non-employee directors in accordance with the provisions of The Davey Tree Expert Company 2004 Omnibus Stock Plan (the "Plan"). All participants in the offering purchasing in excess of $5,000 of common stock were granted a "right" to purchase one additional share of common stock, at a price of $19.70 per share, for every three shares of common stock purchased under the Plan. Each "right" may be exercised at the rate of 1/7 per year beginning on August 1, 2012 and will expire on July 31, 2019. All shares and prices adjusted for 2-for-1 stock split dated June 1, 2017. On March 16, 2017, the grant date of certain PRSUs and SARs were incorrectly reported as March 14, 2017, rather than March 3, 2017. This total reflects routine accumulation of 11,564.8143 common shares acquired through the Company's 401(K) benefit plan as of April 13, 2018, based on internal records. /s/Patrick M. Covey/Christopher J. Bast, by Power of Attorney 2018-04-13