0001363607-16-000018.txt : 20160429
0001363607-16-000018.hdr.sgml : 20160429
20160429095517
ACCESSION NUMBER: 0001363607-16-000018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160427
FILED AS OF DATE: 20160429
DATE AS OF CHANGE: 20160429
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO
CENTRAL INDEX KEY: 0000277638
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700]
IRS NUMBER: 340176110
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1500 N MANTUA ST
STREET 2: P O BOX 5193
CITY: KENT
STATE: OH
ZIP: 44240-5193
BUSINESS PHONE: 3306739511
MAIL ADDRESS:
STREET 1: 1500 NORTH MANTUA STREET
STREET 2: P O BOX 5193
CITY: KENT
STATE: OH
ZIP: 44240-5193
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COVEY PATRICK M
CENTRAL INDEX KEY: 0001363607
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11917
FILM NUMBER: 161603096
MAIL ADDRESS:
STREET 1: 1500 NORTH MANTUA STREET
STREET 2: PO BOX 5193
CITY: KENT
STATE: OH
ZIP: 44240-5193
4
1
wf-form4_146193810449328.xml
FORM 4
X0306
4
2016-04-27
0
0000277638
DAVEY TREE EXPERT CO
NONE
0001363607
COVEY PATRICK M
1500 NORTH MANTUA STREET
KENT
OH
44240
1
1
0
0
President & COO
Common Stock
2016-04-27
4
A
0
208
19.70
A
32981
D
Common Stock
2016-04-27
4
A
0
2000
16
A
34981
D
Common Stock
5370.9399
I
By 401(k) Plan
Stock Subscription Rights (Right to Buy)
19.7
2016-04-27
4
J
0
208
0
D
2012-08-01
2019-07-31
Common Stock
208.0
630
D
Common Stock
16.0
2016-04-27
4
M
0
2000
0
D
2010-11-02
2019-11-02
Non-Qualified Stock Option (Right to Buy)
2000.0
3000
D
The reported stock subscription rights to purchase shares of the Company's common stock were acquired in the Company's stock subscription offering to employees and non-employee directors in accordance with the provisions of The Davey Tree Expert Company 2004 Omnibus Stock Plan (the "Plan"). All participants in the offering purchasing in excess of $5,000 of common stock were granted a "right" to purchase one additional share of common stock, at a price of $19.70 per share, for every three shares of common stock purchased under the Plan. Each "right" may be exercised at the rate of 1/7 per year beginning on August 1, 2012 and will expire on July 31, 2019.
These options vested and became fully exercisable on November 2, 2014.
This total reflects routine accumulation of 5,370.9399 common shares acquired through the Company's 401(K) benefit plan as of April 27, 2016, based on internal records. The number of shares in the reporting person's 401(K) plan account has decreased due to administrative fees withheld by the plan administrator.
/s/Patrick M. Covey/Christopher J. Bast, by Power of Attorney
2016-04-29