0001247546-17-000010.txt : 20171017
0001247546-17-000010.hdr.sgml : 20171017
20171017150556
ACCESSION NUMBER: 0001247546-17-000010
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171013
FILED AS OF DATE: 20171017
DATE AS OF CHANGE: 20171017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARNKE KARL J
CENTRAL INDEX KEY: 0001247546
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11917
FILM NUMBER: 171140615
MAIL ADDRESS:
STREET 1: 1500 NORTH MANTUA STREET
STREET 2: P O BOX 5193
CITY: KENT
STATE: OH
ZIP: 44240-5193
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO
CENTRAL INDEX KEY: 0000277638
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700]
IRS NUMBER: 340176110
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1500 N MANTUA ST
STREET 2: P O BOX 5193
CITY: KENT
STATE: OH
ZIP: 44240-5193
BUSINESS PHONE: 3306739511
MAIL ADDRESS:
STREET 1: 1500 NORTH MANTUA STREET
STREET 2: P O BOX 5193
CITY: KENT
STATE: OH
ZIP: 44240-5193
4
1
wf-form4_150826714185878.xml
FORM 4
X0306
4
2017-10-13
0
0000277638
DAVEY TREE EXPERT CO
NONE
0001247546
WARNKE KARL J
1500 NORTH MANTUA STREET
KENT
OH
44240
1
0
0
0
Common Stock
2017-10-13
4
S
1
21399
18.30
D
484845
I
By Karl J. Warnke Trust
Common Stock
2017-10-13
4
M
0
12000
11.60
A
496845
I
By Karl J. Warnke Trust
Common Stock
2017-10-13
4
M
0
10000
13.20
A
506845
I
By Karl J. Warnke Trust
Common Stock
2017-10-13
4
M
0
8000
15.05
A
514845
I
By Karl J. Warnke Trust
Common Stock
2017-10-13
4
M
0
24000
8.20
A
538845
I
By Karl J. Warnke Trust
Common Stock
2017-10-13
4
M
0
24000
8.30
A
562845
I
By Karl J. Warnke Trust
Common Stock
2017-10-13
4
M
0
24000
9.20
A
586845
I
By Karl J. Warnke Trust
Common Stock
2017-10-13
4
M
0
24000
9.85
A
610845
I
By Karl J. Warnke Trust
Common Stock
2017-10-13
4
M
0
65380
11.60
A
676225
I
By Karl J. Warnke Trust
Common Stock
2017-10-13
4
M
0
68600
13.20
A
744825
I
By Karl J. Warnke Trust
Common Stock
2017-10-13
4
M
0
68600
15.05
A
813425
I
By Karl J. Warnke Trust
Common Stock
2017-10-13
4
M
0
68600
16.35
A
882025
I
By Karl J. Warnke Trust
Common Stock
2017-10-13
4
M
0
34400
17.60
A
916425
I
By Karl J. Warnke Trust
Common Stock
2017-10-13
4
D
0
288339
18.30
D
628086
I
By Karl J. Warnke Trust
Common Stock
2017-10-13
4
F
0
56167
18.30
D
571919
I
By Karl J. Warnke Trust
Common Stock
2017-10-13
4
F
0
17132
18.30
D
70274
I
PRSUs
Common Stock
2017-10-13
4
D
0
12003
18.30
D
58271
I
PRSUs
Common Stock
2017-10-13
4
G
0
12003
0
A
583922
I
By Karl J. Warnke Trust
Common Stock
289930
I
By Barbara R. Warnke Trust
Common Stock
97726.4489
I
By 401(k) Plan
Non-Qualified Stock Option (Right to Buy)
11.6
2017-10-13
4
M
0
12000
0
D
2014-06-24
2023-06-24
Common Stock
12000.0
0
D
Non-Qualified Stock Option (Right to Buy)
13.2
2017-10-13
4
M
0
10000
0
D
2015-06-30
2024-06-30
Common Stock
10000.0
0
D
Non-Qualified Stock Option (Right to Buy)
15.05
2017-10-13
4
M
0
8000
0
D
2016-06-29
2025-06-29
Common Stock
8000.0
0
D
Stock Appreciation Rights (2009)
8.2
2017-10-13
4
M
0
24000
0
D
2010-03-10
2018-12-31
Common Stock
24000.0
0
D
Stock Appreciation Rights (2010)
8.3
2017-10-13
4
M
0
24000
0
D
2011-03-09
2019-12-31
Common Stock
24000.0
0
D
Stock Appreciation Rights (2011)
9.2
2017-10-13
4
M
0
24000
0
D
2012-03-09
2020-12-31
Common Stock
24000.0
0
D
Stock Appreciation Rights (2012)
9.85
2017-10-13
4
M
0
24000
0
D
2013-03-07
2021-12-31
Common Stock
24000.0
0
D
Stock Appreciation Rights (2013)
11.6
2017-10-13
4
M
0
65380
0
D
2014-03-07
2022-12-31
Common Stock
65380.0
0
D
Stock Appreciation Rights (2014)
13.2
2017-10-13
4
M
0
68600
0
D
2015-03-07
2023-12-31
Common Stock
68600.0
0
D
Stock Appreciation Rights (2015)
15.05
2017-10-13
4
M
0
68600
0
D
2016-03-06
2024-12-31
Common Stock
68600.0
0
D
Stock Appreciation Rights (2016)
16.35
2017-10-13
4
M
0
68600
0
D
2017-03-04
2025-12-31
Common Stock
68600.0
0
D
Stock Appreciation Rights (2017)
17.6
2017-10-13
4
M
0
34400
0
D
2018-03-10
2026-12-31
Common Stock
34400.0
0
D
Shares surrendered in connection with the exercise of Non-Qualified Stock Option shares.
All share totals and prices reflect a 2-for-1 stock split effective June 1, 2017.
Exercise of SARs.
Payment of taxes in connection with SARs pay-out.
Payment of taxes related to PRSU and RSU distribution.
Represents PRSU and RSUs.
Distribution of PRSU and RSU shares.
This total reflects routine accumulation of 97,726.4489 common shares acquired through the Company's 401(K) benefit plan as of October 13, 2017, based on internal records.
These shares vested and became fully exercisable upon Mr. Warnke's retirement.
Exercise of SARs which became fully vested upon Mr. Warnke's retirement.
/s/Karl J. Warnke/Christopher J. Bast, by Power of Attorney
2017-10-17