0001247546-17-000006.txt : 20170626 0001247546-17-000006.hdr.sgml : 20170626 20170626163856 ACCESSION NUMBER: 0001247546-17-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170623 FILED AS OF DATE: 20170626 DATE AS OF CHANGE: 20170626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO CENTRAL INDEX KEY: 0000277638 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 340176110 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 N MANTUA ST STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 BUSINESS PHONE: 3306739511 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARNKE KARL J CENTRAL INDEX KEY: 0001247546 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11917 FILM NUMBER: 17930233 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 4 1 wf-form4_149850950853751.xml FORM 4 X0306 4 2017-06-23 0 0000277638 DAVEY TREE EXPERT CO NONE 0001247546 WARNKE KARL J 1500 NORTH MANTUA STREET KENT OH 44240 1 1 0 0 Chairman & CEO Common Stock 2017-06-23 4 A 0 2785 9.85 A 505893 I By Karl J. Warnke Trust Common Stock 289930 I By Barbara R. Warnke Trust Common Stock 87406 D Common Stock 97624.6413 I By 401(k) Plan Stock Subscription Rights (Right to Buy) 9.85 2017-06-23 4 J 0 2785 9.85 D 2012-08-01 2019-07-31 Common Stock 2785.0 1115 D Reflects exercise of stock subscription rights. The reported rights to purchase shares of the Company's common stock were acquired in the Company's stock subscription offering to employees and non-employee directors in accordance with the provisions of The Davey Tree Expert Company 2004 Omnibus Stock Plan (the "Plan"). All participants in the offering purchasing in excess of $5,000 of common stock were granted a "right" to purchase one additional share of common stock, at a price of $19.70 per share, for every three shares of common stock purchased under the Plan. Each "right" may be exercised at the rate of 1/7 per year beginning on August 1, 2012, expiring upon the earlier of termination of employment or July 31, 2019. Shares and price adjusted for 2-for-1 split effective June 1, 2017. All share totals and prices reflect a 2-for-1 stock split effective June 1, 2017. The securities reported herein were acquired pursuant to The Davey Tree Expert Company's Employee Stock Ownership Plan and were accrued in the reporting person's account on the indicated date. This total reflects accumulation of 97,624.6413 common shares acquired through the Company's 401(K) benefit plan as of June 23, 2017, based on internal records. /s/Karl J. Warnke/Christopher J. Bast, by Power of Attorney 2017-06-26