0001247543-17-000008.txt : 20170404 0001247543-17-000008.hdr.sgml : 20170404 20170404115952 ACCESSION NUMBER: 0001247543-17-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170404 DATE AS OF CHANGE: 20170404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO CENTRAL INDEX KEY: 0000277638 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 340176110 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 N MANTUA ST STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 BUSINESS PHONE: 3306739511 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUCIC NICHOLAS R CENTRAL INDEX KEY: 0001247543 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11917 FILM NUMBER: 17736887 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 4 1 wf-form4_149132157789232.xml FORM 4 X0306 4 2017-03-31 1 0000277638 DAVEY TREE EXPERT CO NONE 0001247543 SUCIC NICHOLAS R 1500 NORTH MANTUA STREET KENT OH 44240 0 1 0 0 FORMER VP and Controller Common Stock 2017-03-31 4 S 1 4583 35.20 D 35551 D Common Stock 2017-03-31 4 M 0 2000 16 A 37551 D Common Stock 2017-03-31 4 M 0 2000 23.20 A 39551 D Common Stock 2017-03-31 4 M 0 2000 26.40 A 41551 D Common Stock 2017-03-31 4 M 0 1000 30.10 A 42551 D Common Stock 2017-03-31 4 F 0 827 35.20 D 41724 D Common Stock 2017-03-31 4 M 0 1050 30.10 A 42774 D Common Stock 2017-03-31 4 M 0 2100 32.70 A 44874 D Common Stock 2017-03-31 4 D 0 2849 35.20 D 42025 D Common Stock 2017-03-31 4 F 0 97 35.20 D 41928 D Common Stock 2017-03-31 4 F 0 811 35.20 D 41117 D Common Stock 3232.7146 I By 401(k) Plan Non-Qualified Stock Option (Right to Buy) 16.0 2017-03-31 4 M 0 2000 0 D 2010-11-02 2019-11-02 Common Stock 2000.0 0 D Non-Qualified Stock Option (Right to Buy) 23.2 2017-03-31 4 M 0 2000 0 D 2014-06-24 2023-06-24 Common Stock 2000.0 0 D Non-Qualified Stock Option (Right to Buy) 26.4 2017-03-31 4 M 0 2000 0 D 2015-06-30 2024-06-30 Common Stock 2000.0 0 D Non-Qualified Stock Option (Right to Buy) 30.1 2017-03-31 4 M 0 1000 0 D 2016-06-29 2025-06-29 Common Stock 1000.0 0 D Stock Appreciation Rights (2015) 30.1 2017-03-31 4 M 0 1050 0 D 2016-03-06 2024-12-31 Common Stock 1050.0 0 D Stock Appreciation Rights (2016) 32.7 2017-03-31 4 M 0 2100 0 D 2017-03-04 2025-12-31 Common Stock 2100.0 0 D Shares surrendered in connection with the exercise of Non-Qualified Stock Option shares. Payment of taxes in connection with netting of exercised option shares. Payment of taxes in connection with SARs pay-out. Payment of taxes in connection with PRSUs pay-out. The securities reported herein were acquired pursuant to The Davey Tree Expert Company's Employee Stock Ownership Plan and were accrued in the reporting person's account on the indicated date. This total reflects accumulation of 3,232.7146 common shares acquired through the Company's 401(K) benefit plan as of March 31, 2017, based on internal records. These options vested and became fully exercisable on November 2, 2014. These options become exercisable in 20% installments on each anniversary of the grant date beginning June 24, 2014. These options become exercisable in 20% installments on each anniversary of the grant date beginning 6/30/2015. These options become exercisable in 20% installments on each anniversary of the grant date beginning June 29, 2016. Exercise of SARs. /s/Nicholas R. Sucic/Christopher J. Bast, by Power of Attorney 2017-04-04