0001247539-17-000006.txt : 20170516 0001247539-17-000006.hdr.sgml : 20170516 20170516103123 ACCESSION NUMBER: 0001247539-17-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170512 FILED AS OF DATE: 20170516 DATE AS OF CHANGE: 20170516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO CENTRAL INDEX KEY: 0000277638 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 340176110 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 N MANTUA ST STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 BUSINESS PHONE: 3306739511 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARSHALL STEVEN A CENTRAL INDEX KEY: 0001247539 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11917 FILM NUMBER: 17847473 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 4 1 wf-form4_149494506852205.xml FORM 4 X0306 4 2017-05-12 1 0000277638 DAVEY TREE EXPERT CO NONE 0001247539 MARSHALL STEVEN A 1500 NORTH MANTUA STREET KENT OH 44240 0 1 0 0 Ex VP & Asst. to the President Common Stock 2017-05-12 4 S 0 8777 35.20 D 45430 D Common Stock 2017-05-12 4 M 0 6000 16.60 A 51430 D Common Stock 2017-05-12 4 F 0 2830 35.20 D 48600 D Common Stock 2017-05-12 4 F 0 1049 35.20 D 47551 D Common Stock 2017-05-12 4 M 0 3000 23.20 A 50551 D Common Stock 2017-05-12 4 F 0 1978 35.20 D 48573 D Common Stock 2017-05-12 4 F 0 339 35.20 D 48234 D Common Stock 2017-05-12 4 M 0 3000 26.40 A 51234 D Common Stock 2017-05-12 4 F 0 2250 35.20 D 48984 D Common Stock 2017-05-12 4 F 0 248 35.20 D 48736 D Common Stock 2017-05-12 4 M 0 2000 30.10 A 50736 D Common Stock 2017-05-12 4 F 0 1711 35.20 D 49025 D Common Stock 2017-05-12 4 F 0 96 35.20 D 48929 D Common Stock 2017-05-12 4 M 0 5000 16.40 A 53929 D Common Stock 2017-05-12 4 M 0 5000 16.60 A 58929 D Common Stock 2017-05-12 4 M 0 5000 18.40 A 63929 D Common Stock 2017-05-12 4 M 0 5000 19.70 A 68929 D Common Stock 2017-05-12 4 M 0 5890 23.20 A 74819 D Common Stock 2017-05-12 4 M 0 6200 26.40 A 81019 D Common Stock 2017-05-12 4 M 0 6200 30.10 A 87219 D Common Stock 2017-05-12 4 M 0 6200 32.70 A 93419 D Common Stock 2017-05-12 4 M 0 3100 35.20 A 96519 D Common Stock 2017-05-12 4 D 0 32793 35.20 D 63726 D Common Stock 2017-05-12 4 F 0 4898 35.20 D 58828 D Common Stock 63392.63 I By 401(k) Plan Non-Qualified Stock Option (Right to Buy) 16.6 2017-05-12 4 M 0 6000 0 D 2011-11-01 2020-11-01 Common Stock 6000.0 0 D Non-Qualified Stock Option (Right to Buy) 23.2 2017-05-12 4 M 0 3000 0 D 2014-06-24 2023-06-24 Common Stock 3000.0 0 D Non-Qualified Stock Option (Right to Buy) 26.4 2017-05-12 4 M 0 3000 0 D 2015-06-30 2024-06-30 Common Stock 3000.0 0 D Non-Qualified Stock Option (Right to Buy) 30.1 2017-05-12 4 M 0 2000 0 D 2016-06-29 2025-06-29 Common Stock 2000.0 0 D Stock Appreciation Rights (2009) 16.4 2017-05-12 4 M 0 5000 0 D 2010-03-10 2018-12-31 Common Stock 5000.0 0 D Stock Appreciation Rights (2010) 16.6 2017-05-12 4 M 0 5000 0 D 2011-03-09 2019-12-31 Common Stock 5000.0 0 D Stock Appreciation Rights (2011) 18.4 2017-05-12 4 M 0 5000 0 D 2012-03-09 2020-12-31 Common Stock 5000.0 0 D Stock Appreciation Rights (2012) 19.7 2017-05-12 4 M 0 5000 0 D 2013-03-07 2021-12-31 Common Stock 5000.0 0 D Stock Appreciation Rights (2013) 23.2 2017-05-12 4 M 0 5890 0 D 2014-03-07 2022-12-31 Common Stock 5890.0 0 D Stock Appreciation Rights (2014) 26.4 2017-05-12 4 M 0 6200 0 D 2015-03-07 2023-12-31 Common Stock 6200.0 0 D Stock Appreciation Rights (2015) 30.1 2017-05-12 4 M 0 6200 0 D 2016-03-06 2024-12-31 Common Stock 6200.0 0 D Stock Appreciation Rights (2016) 32.7 2017-05-12 4 M 0 6200 0 D 2017-03-04 2025-12-31 Common Stock 6200.0 0 D Stock Appreciation Rights (2017) 35.2 2017-05-12 4 M 0 3100 0 D 2018-03-14 2026-12-31 Common Stock 3100.0 0 D Common shares withheld as payment for the exercise of options. Payment of taxes in connection with netting of exercised option shares. Payment of taxes in connection with SARs pay-out. The securities reported herein were acquired pursuant to The Davey Tree Expert Company's Employee Stock Ownership Plan and were accrued in the reporting person's account on the indicated date. This total reflects accumulation of 63,392.6300 common shares acquired through the Company's 401(K) benefit plan as of May 12, 2017, based on internal records. This option vested and became fully exercisable on November 1, 2015. These shares vested and became fully exercisable upon Mr. Marshall's retirement. Exercise of SARs which became fully vested upon Mr. Marshall's retirement. /s/Steven A. Marshall/Christopher J. Bast, by Power of Attorney 2017-05-15