0001247539-16-000018.txt : 20160421 0001247539-16-000018.hdr.sgml : 20160421 20160421155426 ACCESSION NUMBER: 0001247539-16-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160420 FILED AS OF DATE: 20160421 DATE AS OF CHANGE: 20160421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO CENTRAL INDEX KEY: 0000277638 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 340176110 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 N MANTUA ST STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 BUSINESS PHONE: 3306739511 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARSHALL STEVEN A CENTRAL INDEX KEY: 0001247539 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11917 FILM NUMBER: 161584045 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 4 1 wf-form4_146126845417677.xml FORM 4 X0306 4 2016-04-20 0 0000277638 DAVEY TREE EXPERT CO NONE 0001247539 MARSHALL STEVEN A 1500 NORTH MANTUA STREET KENT OH 44240 0 1 0 0 Exec VP, US Utility Ops Common Stock 2016-04-20 4 M 0 20000 11.25 A 63179 D Common Stock 2016-04-20 4 F 0 6881 32.70 D 56298 D Common Stock 2016-04-20 4 F 0 4342 32.70 D 51956 D Common Stock 62948.6522 I By 401(k) Plan Non-Qualified Stock Option (Right to Buy) 11.25 2016-04-20 4 M 0 20000 0 D 2007-06-05 2016-06-05 Common Stock 20000.0 0 D Common shares withheld as payment for the exercise of options. Payment of taxes in connection with netting of exercised option shares. This total reflects routine accumulation of 62,948.6522 common shares acquired through the Company's 401(K) benefit plan as of April 20, 2016, based on internal records. The number of shares in the reporting person's 401(K) plan account has decreased due to administrative fees withheld by the plan administrator. This option vested and became fully exercisable on June 5, 2011. /s/Steven A. Marshall/Christopher J. Bast, by Power of Attorney 2016-04-21