0001140361-14-028264.txt : 20140711 0001140361-14-028264.hdr.sgml : 20140711 20140711144400 ACCESSION NUMBER: 0001140361-14-028264 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140711 FILED AS OF DATE: 20140711 DATE AS OF CHANGE: 20140711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO CENTRAL INDEX KEY: 0000277638 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 340176110 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 N MANTUA ST STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 BUSINESS PHONE: 3306739511 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Repenning Brent R CENTRAL INDEX KEY: 0001572888 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-11917 FILM NUMBER: 14971449 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET CITY: KENT STATE: OH ZIP: 44240 3/A 1 doc1.xml FORM 3/A X0206 3/A 2014-07-11 2013-03-25 0 0000277638 DAVEY TREE EXPERT CO NONE 0001572888 Repenning Brent R 1500 NORTH MANTUA STREET P.O. BOX 5193 KENT OH 44240-5193 0 1 0 0 VP/GM Davey Resource Group Common Stock 7901 D Common Stock 1336.9488 I By 401(k) Plan Nonqualified Stock Option (Right to Buy) 16.00 2010-11-02 2019-11-02 Common Stock 2000 D Nonqualified Stock Option (Right to Buy) 16.60 2011-11-01 2020-11-01 Common Stock 5000 D Stock Appreciation Rights (2009) 16.40 2010-03-10 2018-12-31 Common Stock 1000 D Stock Appreciation Rights (2010) 16.60 2011-03-09 2019-12-31 Common Stock 2000 D Stock Appreciation Rights (2011) 18.40 2012-03-09 2020-12-31 Common Stock 2000 D Stock Appreciation Rights (2012) 19.70 2013-03-07 2021-12-31 Common Stock 2000 D Stock Appreciation Rights (2013) 23.20 2014-03-07 2022-12-31 Common Stock 2000 D Stock Subscription Rights (Right to Buy) 19.7 2012-08-01 2019-07-31 Common Stock 1608 D This total reflects routine accumulation of 1,336.9488 common shares acquired through the Company's 401(k) benefit plan as of March 15, 2013, based on internal records. These options vest and become exercisable in five equal annual installments beginning on the first anniversary of the grant date. These stock appreciation rights become exercisable in five equal annual installments beginning on the first anniversary of the grant date. This Form 3/A amends the reporting person's Form 3 filed on March 25, 2013, to include stock subscription rights that were inadvertently omitted. The reported stock subscription rights to purchase shares of the Company's common stock were acquired in the Company's stock subscription offering to employees and non-employee directors in accordance with the provisions of The Davey Tree Expert Company 2004 Omnibus Stock Plan (the "Plan"). All participants in the offering purchasing in excess of $5,000 of common stock were granted a "right" to purchase one additional share of common stock, at a price of $19.70 per share, for every three shares of common stock purchased under the Plan. Each "right" may be exercised at the rate of 1/7 per year beginning on August 1, 2012 and will expire on July 31, 2019. /s/Brent R. Repenning/Christopher J. Bast, by Power of Attorney 2014-07-11