0001140361-14-028264.txt : 20140711
0001140361-14-028264.hdr.sgml : 20140711
20140711144400
ACCESSION NUMBER: 0001140361-14-028264
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140711
FILED AS OF DATE: 20140711
DATE AS OF CHANGE: 20140711
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO
CENTRAL INDEX KEY: 0000277638
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700]
IRS NUMBER: 340176110
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1500 N MANTUA ST
STREET 2: P O BOX 5193
CITY: KENT
STATE: OH
ZIP: 44240-5193
BUSINESS PHONE: 3306739511
MAIL ADDRESS:
STREET 1: 1500 NORTH MANTUA STREET
STREET 2: P O BOX 5193
CITY: KENT
STATE: OH
ZIP: 44240-5193
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Repenning Brent R
CENTRAL INDEX KEY: 0001572888
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11917
FILM NUMBER: 14971449
MAIL ADDRESS:
STREET 1: 1500 NORTH MANTUA STREET
CITY: KENT
STATE: OH
ZIP: 44240
3/A
1
doc1.xml
FORM 3/A
X0206
3/A
2014-07-11
2013-03-25
0
0000277638
DAVEY TREE EXPERT CO
NONE
0001572888
Repenning Brent R
1500 NORTH MANTUA STREET
P.O. BOX 5193
KENT
OH
44240-5193
0
1
0
0
VP/GM Davey Resource Group
Common Stock
7901
D
Common Stock
1336.9488
I
By 401(k) Plan
Nonqualified Stock Option (Right to Buy)
16.00
2010-11-02
2019-11-02
Common Stock
2000
D
Nonqualified Stock Option (Right to Buy)
16.60
2011-11-01
2020-11-01
Common Stock
5000
D
Stock Appreciation Rights (2009)
16.40
2010-03-10
2018-12-31
Common Stock
1000
D
Stock Appreciation Rights (2010)
16.60
2011-03-09
2019-12-31
Common Stock
2000
D
Stock Appreciation Rights (2011)
18.40
2012-03-09
2020-12-31
Common Stock
2000
D
Stock Appreciation Rights (2012)
19.70
2013-03-07
2021-12-31
Common Stock
2000
D
Stock Appreciation Rights (2013)
23.20
2014-03-07
2022-12-31
Common Stock
2000
D
Stock Subscription Rights (Right to Buy)
19.7
2012-08-01
2019-07-31
Common Stock
1608
D
This total reflects routine accumulation of 1,336.9488 common shares acquired through the Company's 401(k) benefit plan as of March 15, 2013, based on internal records.
These options vest and become exercisable in five equal annual installments beginning on the first anniversary of the grant date.
These stock appreciation rights become exercisable in five equal annual installments beginning on the first anniversary of the grant date.
This Form 3/A amends the reporting person's Form 3 filed on March 25, 2013, to include stock subscription rights that were inadvertently omitted.
The reported stock subscription rights to purchase shares of the Company's common stock were acquired in the Company's stock subscription offering to employees and non-employee directors in accordance with the provisions of The Davey Tree Expert Company 2004 Omnibus Stock Plan (the "Plan"). All participants in the offering purchasing in excess of $5,000 of common stock were granted a "right" to purchase one additional share of common stock, at a price of $19.70 per share, for every three shares of common stock purchased under the Plan. Each "right" may be exercised at the rate of 1/7 per year beginning on August 1, 2012 and will expire on July 31, 2019.
/s/Brent R. Repenning/Christopher J. Bast, by Power of Attorney
2014-07-11