0001140361-13-035765.txt : 20130912 0001140361-13-035765.hdr.sgml : 20130912 20130912153323 ACCESSION NUMBER: 0001140361-13-035765 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130315 FILED AS OF DATE: 20130912 DATE AS OF CHANGE: 20130912 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO CENTRAL INDEX KEY: 0000277638 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 340176110 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 N MANTUA ST STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 BUSINESS PHONE: 3306739511 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gaumer George M CENTRAL INDEX KEY: 0001320930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11917 FILM NUMBER: 131094120 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET CITY: KENT STATE: OH ZIP: 44240 4 1 doc1.xml FORM 4 X0306 4 2013-03-15 1 0000277638 DAVEY TREE EXPERT CO NONE 0001320930 Gaumer George M 1500 NORTH MANTUA STREET KENT OH 44240 0 1 0 0 Former VP/GM Comm'l Common Stock 2013-03-15 4 M 0 2000 16.40 A 118152 D Common Stock 2013-03-15 4 D 0 1414 23.20 D 116738 D Common Stock 2013-03-15 4 F 0 274 23.20 D 116464 D Common Stock 2013-03-15 4 M 0 2000 16.60 A 118464 D Common Stock 2013-03-15 4 D 0 1431 23.20 D 117033 D Common Stock 2013-03-15 4 F 0 266 23.20 D 116767 D Common Stock 2013-03-15 4 M 0 2000 18.40 A 118767 D Common Stock 2013-03-15 4 D 0 1586 23.20 D 117181 D Common Stock 2013-03-15 4 F 0 194 23.20 D 116987 D Common Stock 2013-03-15 4 M 0 2000 19.70 A 118987 D Common Stock 2013-03-15 4 D 0 1699 23.20 D 117288 D Common Stock 2013-03-15 4 F 0 141 23.20 D 117147 D Common Stock 2013-06-30 5 P 0 3 19.72 A 117150 D Common Stock 58783.9101 I By 401(k) Plan Stock Appreciation Rights (2009) 16.40 2013-03-15 4 M 0 2000 0 D 2010-03-10 2008-12-31 Common Stock 2000 0 D Stock Appreciation Rights (2010) 16.60 2013-03-15 4 M 0 2000 0 D 2011-03-09 2019-12-31 Common Stock 2000 0 D Stock Appreciation Rights (2011) 18.40 2013-03-15 4 M 0 2000 0 D 2012-03-09 2020-12-31 Common Stock 2000 0 D Stock Appreciation Rights (2012) 19.70 2013-03-15 4 M 0 2000 0 D 2013-03-07 2021-12-31 Common Stock 2000 0 D Settled upon retirement. Represents common shares purchased pursuant to the Company's Employee Stock Purchase Plan. This total reflects routine accumulation of 58,783.9101 common shares acquired through the Company's 401(K) benefit plan as of September 10, 2013, based on internal records. /s/George M. Gaumer/Joseph R. Paul, by Power of Attorney 2013-09-12