0001140361-12-038064.txt : 20120821
0001140361-12-038064.hdr.sgml : 20120821
20120821183831
ACCESSION NUMBER: 0001140361-12-038064
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120801
FILED AS OF DATE: 20120821
DATE AS OF CHANGE: 20120821
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Warfel John E.
CENTRAL INDEX KEY: 0001445834
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11917
FILM NUMBER: 121048621
MAIL ADDRESS:
STREET 1: 1500 NORTH MANTUA STREET
STREET 2: PO BOX 5193
CITY: KENT
STATE: OH
ZIP: 44240-5193
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO
CENTRAL INDEX KEY: 0000277638
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700]
IRS NUMBER: 340176110
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1500 N MANTUA ST
STREET 2: P O BOX 5193
CITY: KENT
STATE: OH
ZIP: 44240-5193
BUSINESS PHONE: 3306739511
MAIL ADDRESS:
STREET 1: 1500 NORTH MANTUA STREET
STREET 2: P O BOX 5193
CITY: KENT
STATE: OH
ZIP: 44240-5193
4/A
1
doc1.xml
FORM 4/A
X0306
4/A
2012-08-01
2012-08-03
0
0000277638
DAVEY TREE EXPERT CO
NONE
0001445834
Warfel John E.
1500 NORTH MANTUA STREET
PO BOX 5193
KENT
OH
44240-5193
1
0
0
0
Common Stock
2012-08-01
4
J
0
185
19.70
A
185
D
Stock Subscription Rights (Right to Buy)
19.70
2012-08-01
4
J
0
61
0.00
A
2012-08-01
2019-07-31
Common Stock
61
61
D
Amends the reporting person's Form 4 filed on August 3, 2012 to reflect pro-ration of shares and stock rights completed on August 17, 2012.
The reported shares of the Company's common stock and rights were acquired in the Company's stock subscription offering to employees and non-employee directors in accordance with the provisions of The Davey Tree Expert Company 2004 Omnibus Stock Plan (the "Plan"). All participants in the offering purchasing in excess of $5,000 of common stock were granted a "right" to purchase one additional share of common stock, at a price of $19.70 per share, for every three shares of common stock purchased under the Plan. Each "right" may be exercised at the rate of 1/7 per year beginning on August 1, 2012 and will expire on July 31, 2019.
/s/John E. Warfel/Joseph R. Paul, by Power of Attorney
2012-08-21