0001140361-12-038058.txt : 20120821 0001140361-12-038058.hdr.sgml : 20120821 20120821183432 ACCESSION NUMBER: 0001140361-12-038058 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120801 FILED AS OF DATE: 20120821 DATE AS OF CHANGE: 20120821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAUL JOSEPH R CENTRAL INDEX KEY: 0001362786 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-11917 FILM NUMBER: 121048615 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: PO BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO CENTRAL INDEX KEY: 0000277638 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 340176110 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 N MANTUA ST STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 BUSINESS PHONE: 3306739511 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 4/A 1 doc1.xml FORM 4/A X0306 4/A 2012-08-01 2012-08-03 0 0000277638 DAVEY TREE EXPERT CO NONE 0001362786 PAUL JOSEPH R 1500 NORTH MANTUA STREET KENT OH 44240 0 1 0 0 Vice President and Treasurer Common Stock 2012-08-01 4 J 0 4389 19.70 A 11443 D Stock Subscription Rights (Right to Buy) 19.70 2012-08-01 4 J 0 1463 0.00 A 2012-08-01 2019-07-31 Common Stock 1463 1463 D Amends the reporting person's Form 4 filed on August 3, 2012 to reflect pro-ration of shares and stock rights completed on August 17, 2012. The reported shares of the Company's common stock and rights were acquired in the Company's stock subscription offering to employees and non-employee directors in accordance with the provisions of The Davey Tree Expert Company 2004 Omnibus Stock Plan (the "Plan"). All participants in the offering purchasing in excess of $5,000 of common stock were granted a "right" to purchase one additional share of common stock, at a price of $19.70 per share, for every three shares of common stock purchased under the Plan. Each "right" may be exercised at the rate of 1/7 per year beginning on August 1, 2012 and will expire on July 31, 2019. /s/Joseph R. Paul 2012-08-21