0001140361-12-036660.txt : 20120813 0001140361-12-036660.hdr.sgml : 20120813 20120813173150 ACCESSION NUMBER: 0001140361-12-036660 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120809 FILED AS OF DATE: 20120813 DATE AS OF CHANGE: 20120813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warfel John E. CENTRAL INDEX KEY: 0001445834 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11917 FILM NUMBER: 121028699 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: PO BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO CENTRAL INDEX KEY: 0000277638 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 340176110 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 N MANTUA ST STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 BUSINESS PHONE: 3306739511 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 4 1 doc1.xml FORM 4 X0306 4 2012-08-09 0 0000277638 DAVEY TREE EXPERT CO NONE 0001445834 Warfel John E. 1500 NORTH MANTUA STREET PO BOX 5193 KENT OH 44240-5193 1 0 0 0 Common Stock 2012-08-09 4 J 0 254 19.70 A 254 D Stock Subscription Rights (Right to Buy) 19.70 2012-08-09 4 J 0 84 0 A 2012-08-09 2019-07-31 Common Stock 84 84 D The reported shares of the Company's common stock and rights were acquired in the Company's stock subscription offering to employees and non-employee directors in accordance with the provisions of The Davey Tree Expert Company 2004 Omnibus Stock Plan (the "plan"). All participants in the offering purchasing in excess of $5,000 of common stock were granted a "right" to purchase one additional share of common stock, at a price of $19.70 per share, for every three shares of common stock purchased under the plan. Each "right" may be exercised at the rate of 1/7 per year beginning on August 9, 2012 and will expire on July 31, 2019. /s/John E Warfel/David E. Adante, by Power of Attorney 2012-08-13