0001140361-11-037704.txt : 20110721 0001140361-11-037704.hdr.sgml : 20110721 20110721203655 ACCESSION NUMBER: 0001140361-11-037704 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031205 FILED AS OF DATE: 20110721 DATE AS OF CHANGE: 20110721 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stief James F CENTRAL INDEX KEY: 0001487329 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11917 FILM NUMBER: 11980995 MAIL ADDRESS: STREET 1: THE DAVEY TREE EXPERT COMPANY STREET 2: 1500 NORTH MANTUA STREET CITY: KENT STATE: OH ZIP: 44240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO CENTRAL INDEX KEY: 0000277638 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 340176110 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 N MANTUA ST STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 BUSINESS PHONE: 3306739511 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 4 1 doc1.xml FORM 4 X0303 4 2003-12-05 0 0000277638 DAVEY TREE EXPERT CO NONE 0001487329 Stief James F 1500 NORTH MANTUA STREET KENT OH 44240 0 1 0 0 VP&GM, Residential/Commrc'l Common Stock 2010-03-09 4 A 0 528 0.00 A 116506 D Common Stock 2011-03-09 4 A 0 468 0.00 A 116506 D Common Stock 23266.9498 I By 401(k) plan Incentive Stock Option (Right to Buy) 6.75 2003-12-05 4 A 0 20000 0.00 A 2004-12-05 2013-12-05 Common Stock 20000 20000 D Nonqualified Stock Option (Right to Buy) 11.25 2006-06-05 4 A 0 9000 0.00 A 2007-06-05 2016-06-05 Common Stock 9000 9000 D Stock Appreciation Rights (2009) 16.40 2009-03-10 4 A 0 2000 0.00 A 2010-03-10 2018-12-31 Common Stock 2000 2000 D Nonqualified Stock Option (Right to Buy) 16.00 2009-11-02 4 A 0 2000 0.00 A 2010-11-02 2019-11-02 Common Stock 2000 2000 D Stock Appreciation Rights (2010) 16.60 2010-03-09 4 A 0 3000 0.00 A 2011-03-09 2019-12-31 Common Stock 3000 3000 D Nonqualified Stock Option (Right to Buy) 16.60 2010-11-01 4 A 0 6000 0.00 A 2011-11-01 2020-11-01 Common Stock 6000 6000 D Stock Appreciation Rights (2011) 18.40 2011-03-09 4 A 0 3000 0.00 A 2012-03-09 2020-12-31 Common Stock 3000 3000 D Upon the achievement of certain performance criteria, performance restricted stock units (PRSUs) were granted pursuant to the Company's performance restricted stock unit program, are payable in common shares, will be fully vested on the earlier of (a) the fifth anniversary of the grant date (the transaction date herein), (b) retirement (provided that the participant has attained the age of 55 years and has had at least five years of service with the Company), (c) total or permanent disability or death, or (d) certain events of termination, and will be paid no later than March 15 following the year in which the participant retires. 116,506 common shares are beneficially owned as of July 21, 2011. Reflects routine accumulation of 23,266.9498 common shares acquired through the Company's 401(k) benefit plan, as of July 20, 2011, based on internal records. These options vest and become exercisable in five equal annual installments beginning on the first anniversary of the grant date. These stock appreciation rights become exercisable in five equal annual installments beginning on the first anniversary of the grant date. James F. Stief/David E. Adante, by Power of Attorney 2011-07-21