0001140361-11-037690.txt : 20110721 0001140361-11-037690.hdr.sgml : 20110721 20110721202009 ACCESSION NUMBER: 0001140361-11-037690 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031205 FILED AS OF DATE: 20110721 DATE AS OF CHANGE: 20110721 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gaumer George M CENTRAL INDEX KEY: 0001320930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11917 FILM NUMBER: 11980979 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET CITY: KENT STATE: OH ZIP: 44240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO CENTRAL INDEX KEY: 0000277638 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 340176110 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 N MANTUA ST STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 BUSINESS PHONE: 3306739511 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 4 1 doc1.xml FORM 4 X0303 4 2003-12-05 0 0000277638 DAVEY TREE EXPERT CO NONE 0001320930 Gaumer George M 1500 NORTH MANTUA STREET KENT OH 44240 0 1 0 0 VP/GM Commerc'l Landscape Srv Common Stock 96514 D Common Stock 57004.3308 I By 401(k) plan Incentive Stock Option (Right to Buy) 6.75 2003-12-05 4 A 0 20000 0.00 A 2004-12-05 2013-12-05 Common Stock 20000 20000 D Nonqualified Stock Option (Right to Buy) 11.25 2006-06-05 4 A 0 15000 0.00 A 2007-06-05 2016-06-05 Common Stock 15000 15000 D Stock Appreciation Rights (2009) 16.40 2009-03-10 4 A 0 2000 0.00 A 2010-03-10 2018-12-31 Common Stock 2000 2000 D Stock Appreciation Rights (2010) 16.60 2010-03-09 4 A 0 2000 0.00 A 2011-03-09 2019-12-31 Common Stock 2000 2000 D Stock Appreciation Rights (2011) 18.40 2011-03-09 4 A 0 2000 0.00 A 2012-03-09 2020-12-31 Common Stock 2000 2000 D 96,514 common shares are beneficially owned as of July 21, 2011. This total includes eight common shares purchased under the terms of the Company's Employee Stock Purchase Plan, as of July 21, 2011, based on internal records. This total reflects routine accumulation of 57,004.3308 common shares acquired through the Company's 401(k) benefit plan as of July 20, 2011, based on internal records. These options vest and become exercisable in five equal annual installments beginning on the first anniversary of the grant date. These stock appreciation rights become exercisable in five equal annual installments beginning on the first anniversary of the grant date. /s/George M. Gaumer/David E. Adante, by Power of Attorney 2011-07-21