0001140361-11-037686.txt : 20110721 0001140361-11-037686.hdr.sgml : 20110721 20110721201504 ACCESSION NUMBER: 0001140361-11-037686 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031205 FILED AS OF DATE: 20110721 DATE AS OF CHANGE: 20110721 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOWLES HOWARD D CENTRAL INDEX KEY: 0001247523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11917 FILM NUMBER: 11980976 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO CENTRAL INDEX KEY: 0000277638 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 340176110 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 N MANTUA ST STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 BUSINESS PHONE: 3306739511 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 4 1 doc1.xml FORM 4 X0303 4 2003-12-05 0 0000277638 DAVEY TREE EXPERT CO NONE 0001247523 BOWLES HOWARD D 1500 NORTH MANTUA STREET KENT OH 44240 0 1 0 0 Sr VP & GM-Davey Tree Surgery Common Stock 2004-05-19 4 A 0 2510 0.00 A 204055 D Common Stock 2004-05-19 4 A 0 8548 0.00 A 204055 D Common Stock 2005-02-28 4 A 0 4132 0.00 A 204055 D Common Stock 2005-02-28 4 A 0 4716 0.00 A 204055 D Common Stock 2006-02-27 4 A 0 4058 0.00 A 204055 D Common Stock 2006-02-27 4 A 0 4716 0.00 A 204055 D Common Stock 2007-03-08 4 A 0 3912 0.00 A 204055 D Common Stock 2007-03-08 4 A 0 4716 0.00 A 204055 D Common Stock 2008-03-11 4 A 0 4716 0.00 A 204055 D Common Stock 2008-03-11 4 A 0 4716 0.00 A 204055 D Common Stock 2009-03-10 4 A 0 4660 0.00 A 204055 D Common Stock 2009-03-10 4 A 0 4716 0.00 A 204055 D Common Stock 2010-03-09 4 A 0 2488 0.00 A 204055 D Common Stock 2010-03-09 4 A 0 4716 0.00 A 204055 D Common Stock 2011-03-09 4 A 0 2660 0 A 204055 D Common Stock 2011-03-09 4 A 0 4716 0 A 204055 D Common Stock 65822.6358 I By 401(k) plan Incentive Stock Option (Right to Buy) 6.75 2003-12-05 4 A 0 40000 0 A 2004-12-05 2013-12-05 Common Stock 40000 40000 D Nonqualified Stock Option (Right to Buy) 11.25 2006-06-05 4 A 0 20000 0.00 A 2007-06-05 2016-06-05 Common Stock 20000 20000 D Stock Appreciation Rights (2009) 16.40 2009-03-10 4 A 0 3000 0.00 A 2010-03-10 2018-12-31 Common Stock 3000 3000 D Stock Appreciation Rights (2010) 16.60 2010-03-09 4 A 0 3000 0 A 2011-03-09 2019-12-31 Common Stock 3000 3000 D Stock Appreciation Rights (2011) 18.40 2011-03-09 4 A 0 3000 0.00 A 2012-03-09 2020-12-31 Common Stock 3000 3000 D Upon the achievement of certain performance criteria, performance restricted stock units (PRSUs) were granted pursuant to the Company's performance restricted stock unit program, are payable in common shares, will be fully vested on the earlier of (a) the fifth anniversary of the grant date (the transaction date herein), (b) retirement (provided that the participant has attained the age of 55 years and has had at least five years of service with the Company), (c) total or permanent disability or death, or (d) certain events of termination, and will be paid no later than March 15 following the year in which the participant retires. 204,055 common shares are beneficially owned as of July 21, 2011. Restricted stock units (RSUs) were granted pursuant to the Company's restricted stock unit program, are payable in common shares, will be fully vested upon the earlier of (a) the fifth anniversary of the respective grant date (the transaction date herein), (b) retirement (provided that the participant has attained the age of 55 years and has had at least five years of service with the Company), (c) total or permanent disability or death, or (d) certain events of termination, and will be paid no later than March 15 following the year in which the participant retires. This total reflects routine accumulation of 65,822.6358 common shares acquired through the Company's 401(k) benefit plan as of July 20, 2011, based on internal records. These options vest and become exercisable in five equal annual installments beginning on the first anniversary of the grant date. These stock appreciation rights become exercisable in five equal annual installments beginning on the first anniversary of the grant date. /s/Howard D. Bowles/David E. Adante, by Power of Attorney 2011-07-21