0001140361-11-037674.txt : 20110721 0001140361-11-037674.hdr.sgml : 20110721 20110721194640 ACCESSION NUMBER: 0001140361-11-037674 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080917 FILED AS OF DATE: 20110721 DATE AS OF CHANGE: 20110721 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harbrecht Sandra W CENTRAL INDEX KEY: 0001445835 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11917 FILM NUMBER: 11980940 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: PO BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAVEY TREE EXPERT CO CENTRAL INDEX KEY: 0000277638 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 340176110 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 N MANTUA ST STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 BUSINESS PHONE: 3306739511 MAIL ADDRESS: STREET 1: 1500 NORTH MANTUA STREET STREET 2: P O BOX 5193 CITY: KENT STATE: OH ZIP: 44240-5193 4 1 doc1.xml FORM 4 X0303 4 2008-09-17 0 0000277638 DAVEY TREE EXPERT CO NONE 0001445835 Harbrecht Sandra W 1500 NORTH MANTUA STREET PO BOX 5193 KENT OH 44240-5193 1 0 0 0 Director Stock Option (Right to Buy) 16.40 2008-09-17 4 A 0 7334 0.00 A 2009-03-17 2014-09-17 Common Stock 7334 7334 D Phantom Stock 2008-10-01 4 A 0 472.5610 0 A Common Stock 472.5610 472.5610 D Phantom Stock 2008-12-01 4 A 0 1.2246 0.00 A Common Stock 1.2246 473.7856 D Phantom Stock 2008-12-05 4 A 0 60.9756 0.00 A Common Stock 60.9756 534.7612 D Phantom Stock 2009-03-16 4 A 0 444.6046 0.00 A Common Stock 444.6046 979.3658 D Phantom Stock 2009-04-01 4 A 0 564.0244 0.00 A Common Stock 564.0244 1543.3902 D Stock Appreciation Rights (2009) 16.40 2009-05-19 4 A 0 555 0.00 A 2010-05-19 2019-05-19 Common Stock 555 555 D Phantom Stock 2009-05-20 4 A 0 91.4634 0.00 A Common Stock 91.4634 1634.8536 D Phantom Stock 2009-06-01 4 A 0 4.2367 0.00 A Common Stock 4.2367 1639.0903 D Phantom Stock 2009-08-24 4 A 0 515.6250 0.00 A Common Stock 515.6250 2154.7153 D Phantom Stock 2009-09-01 4 A 0 5.7235 0.00 A Common Stock 5.7235 2160.4388 D Phantom Stock 2009-09-10 4 A 0 62.5000 0.00 A Common Stock 62.5000 2222.9388 D Phantom Stock 2009-10-01 4 A 0 453.1250 0.00 A Common Stock 453.1250 2676.0638 D Phantom Stock 2009-12-01 4 A 0 7.1083 0.00 A Common Stock 7.1083 2683.1721 D Phantom Stock 2009-12-04 4 A 0 125.0000 0.00 A Common Stock 125.0000 2808.1721 D Phantom Stock 2010-03-22 4 A 0 445.0548 0.00 A Common Stock 445.0548 3253.2269 D Phantom Stock 2010-04-01 4 A 0 587.3494 0.00 A Common Stock 587.3494 3840.5763 D Stock Appreciation Rights (2010) 16.60 2010-05-18 4 A 0 555 0 A 2011-05-18 2020-05-18 Common Stock 555 555 D Phantom Stock 2010-05-19 4 A 0 210.8434 0.00 A Common Stock 210.8434 4051.4197 D Phantom Stock 2010-06-01 4 A 0 10.3726 0.00 A Common Stock 10.3726 4061.7923 D Phantom Stock 2010-08-23 4 A 0 557.2289 0.00 A Common Stock 557.2289 4619.0212 D Phantom Stock 2010-08-30 4 A 0 90.3614 0.00 A Common Stock 90.3614 4709.3826 D Phantom Stock 2010-09-01 4 A 0 12.0572 0.00 A Common Stock 12.0572 4721.4398 D Phantom Stock 2010-09-17 4 A 0 120.4819 0.00 A Common Stock 120.4819 4841.9217 D Phantom Stock 2010-11-02 4 A 0 496.9880 0.00 A Common Stock 496.9880 5338.9097 D Phantom Stock 2010-12-01 4 A 0 13.6689 0.00 A Common Stock 13.6689 5352.5786 D Phantom Stock 2010-12-10 4 A 0 120.4819 0.00 A Common Stock 120.4819 5473.0605 D Phantom Stock 2011-03-21 4 A 0 434.8102 0.00 A Common Stock 434.8102 5907.8707 D Phantom Stock 2011-04-01 4 A 0 529.8913 0.00 A Common Stock 529.8913 6437.7620 D Phantom Stock 2011-05-17 4 A 0 190.2174 0.00 A Common Stock 190.2174 6627.9794 D Each unit of phantom stock is the economic equivalent of one share of common stock. These units of phantom stock become payable, in cash, upon the reporting person's termination of services as a director. These stock appreciation rights become exercisable in five equal annual installments beginning on the first anniversary of the grant date. /s/Sandra W. Harbrecht/David E. Adante, by Power of Attorney 2011-07-21