-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lo3XcwSzaXgReUcB+dSDhdOaobW2Z7cYobHn0Swd0n18QrzmvIUj0lImBiBiX6KT CRk3Gwg1VcnYcRVmBMJ4RQ== 0000912057-97-005200.txt : 19970222 0000912057-97-005200.hdr.sgml : 19970222 ACCESSION NUMBER: 0000912057-97-005200 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DEL LABORATORIES INC CENTRAL INDEX KEY: 0000027751 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 131953103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-10560 FILM NUMBER: 97532432 BUSINESS ADDRESS: STREET 1: 565 BROADHOLLOW RD CITY: FARMINGDALE STATE: NY ZIP: 11735 BUSINESS PHONE: 5162937070 MAIL ADDRESS: STREET 1: 565 BROAD HOLLOW ROAD CITY: FARMINGDALE STATE: NY ZIP: 11735 FORMER COMPANY: FORMER CONFORMED NAME: MARADEL PRODUCTS INC DATE OF NAME CHANGE: 19670706 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WASSONG DAN K CENTRAL INDEX KEY: 0000937676 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: DEL LABORATORIES INC STREET 2: 565 BROND HOLLOW RD CITY: FARMINGDALE STATE: NY ZIP: 11735 BUSINESS PHONE: 2124861700 MAIL ADDRESS: STREET 1: C/O DEL LABORATORIES INC STREET 2: 565 BROAD HOLLOW RD CITY: FARMINGDALE STATE: NY ZIP: 11735 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 16)* --- Del Laboratories, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $1.00 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 24509110309 ---------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 Pages CUSIP No. 24509110309 13G Page 2 of 4 Pages ----------- --- --- - ------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Dan K. Wassong - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER (a) / / OF A GROUP* (b) / / - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A - ------------------------------------------------------------------------------- NUMBER OF SHARES (5) SOLE VOTING BENEFICIALLY POWER OWNED BY 2,247,891 EACH REPORTING -------------------------------------------------- PERSON WITH (6) SHARED VOTING POWER 0 -------------------------------------------------- (7) SOLE DISPOSITIVE POWER 2,195,404 -------------------------------------------------- (8) SHARED DISPOSITIVE POWER 52,487 - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,247,891 - ------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 34.3 % - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 4 Pages ITEM 4. OWNERSHIP. (a) AMOUNT BENEFICIALLY OWNED: 2,247,891 shares(1) (b) PERCENT OF CLASS: 34.3%(2) (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: 2,247,891 (ii) SHARED POWER TO VOTE OR DIRECT THE VOTE: -0- (iii) SOLE POWER TO DISPOSE OR DIRECT THE DISPOSITION OF: 2,195,404 (iv) SHARED POWER TO DISPOSE OR DIRECT THE DISPOSITION OF: 52,487 - ----------------------- (1) All share numbers reported in this form reflect a 4-for-3 stock split effect by the issuer in November 1996. Includes 1,292,993 shares owned individually by Mr. Wassong, 902,411 shares issuable upon exercise of options held by Mr. Wassong, and 52,487 shares held for the account of Mr. Wassong by the issuer's Employee Stock Ownership Plan (as of the latest annual report for the Plan). (2) Based on 5,642,775 shares outstanding at December 31, 1996 and 902,411 shares issuable upon exercise of options held by Mr. Wassong. Page 3 of 4 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 13, 1997 /s/ Dan K. Wassong ------------------------- Dan K. Wassong Page 4 of 4 Pages -----END PRIVACY-ENHANCED MESSAGE-----