-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MYjOuQjF5xVxt+TjIiuhcrJgafDsQ+WD9ONq8aWSK2Oxyp2gpN6xmfzi8efoM01f ndPdeB0pe4ZDhokHixmWjQ== 0000909012-02-000095.txt : 20020414 0000909012-02-000095.hdr.sgml : 20020414 ACCESSION NUMBER: 0000909012-02-000095 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DEL LABORATORIES INC CENTRAL INDEX KEY: 0000027751 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 131953103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-10560 FILM NUMBER: 02533907 BUSINESS ADDRESS: STREET 1: 565 BROADHOLLOW RD CITY: FARMINGDALE STATE: NY ZIP: 11735 BUSINESS PHONE: 5162937070 MAIL ADDRESS: STREET 1: 178 EAB PLAZA, 8TH FL CITY: UNIONDALE STATE: NY ZIP: 11556 FORMER COMPANY: FORMER CONFORMED NAME: MARADEL PRODUCTS INC DATE OF NAME CHANGE: 19670706 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DEL LABORATORIES INC EMPLOYEE STOCK OWNERSHIP PLAN CENTRAL INDEX KEY: 0001105643 IRS NUMBER: 112423969 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 178 EAB PLAZA 8TH FLOOR CITY: UNIONDALE STATE: NY ZIP: 11556 BUSINESS PHONE: 5168442213 MAIL ADDRESS: STREET 1: 178 EAB PLAZA 8TH FLOOR CITY: UNIONDALE STATE: NY ZIP: 11556 SC 13G 1 t23741-3.txt DEL LABS - ESOP UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2)* DEL LABORATORIES, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $1.00 PER SHARE (Title of Class of Securities) 245091103 (CUSIP Number) December 31, 2001 ------------------------------------------------------- (Date of Event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 CUSIP No. 245091103 1. Name of Reporting Person SS or IRS Identification No. of Above Person Del Laboratories, Inc. Employee Stock Ownership Plan 2. Check the appropriate Box if a Member of a Group (a) / / (b) / / 3. SEC Use Only 4. Citizenship or Place of Organization USA Number of 5. Sole Voting Power Shares 538,181 Beneficially Owned by 6. Shared Voting Power Each -0- Reporting Person With 7. Sole Dispositive Power 538,181 8. Shares Dispositive Power -0- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 538,181 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* 11. Percent of Class Represented by Amount in Row 9 6.3% 12. Type of Reporting Person * EP ITEM 1. (a) Name of Issuer: Del Laboratories, Inc. (b) Address of Issuer's Principal Executive Offices: 178 EAB Plaza, 8th Floor Uniondale, NY 11556 ITEM 2. (a) Name of Person Filing: Del Laboratories, Inc. Employee Stock Ownership Plan (b) Address of Principal Business Office, or if None, Residence: 178 EAB Plaza, 8th Floor Uniondale, NY 11556 (c) Citizenship: USA (d) Title of Class of Securities: Common Stock, par value $1.00 per share (e) CUSIP Number: 245091103 ITEM 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker of Dealer registered under Section 15 of the Act; (b) [ ] Bank as defined in Section 3(a)(6) of the Act; (c) [ ] Insurance Company as defined in Section 3(a) (19) of the Act; (d) [ ] Investment Company registered under Section 8 of the Investment Company Act; (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940; (f) [x] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section 240.13d-1(b) (ii) (F); see Item 7; (g) [ ] Parent Holding Company, in accordance with Section 240.13d- 1(b)(1)(ii)(G); see Item 7; (h) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(H). Page 3 of 5 ITEM 4. Ownership (a) Amount Beneficially Owned: 538,181 (b) Percent of Class: 6.3%1 (c) Number of Shares as to which such person has: (i) Sole power to vote or to direct the vote: 538,181 (ii) Shared power to vote or direct the vote: -0- (iii) Sole power to dispose or direct the disposition of: 538,181 (iv) Shared power to dispose or direct the disposition of: -0- ITEM 5. Ownership of Five Percent or Less of a Class. Not Applicable ITEM 6. Ownership of more than Five Percent on Behalf of Another Person. Not Applicable ITEM 7. Identification and Classification of the Subsidiary which Acquired the Security being Reported on by the Parent Holding Company. Not Applicable ITEM 8. Identification and Classification of Members of the Group. Not Applicable ITEM 9. Notice of Dissolution of Group. Not Applicable - -------- (1) Based on 8,494,744 shares outstanding at December 31, 2001. Page 4 of 5 ITEM 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. The filing of this schedule shall not be construed as an admission that the reporting person is the beneficial owner of the following securities: 538,181 shares held by the Plan for Plan participants. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 5, 2002 /S/ ENZO VIALARDI ----------------- Enzo Vialardi, as Trustee -----END PRIVACY-ENHANCED MESSAGE-----