10-K/A 1 form10kafiled42501.txt FORM 10-K/A FOR FISCAL YEAR 2000 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K/A [X] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2000 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from _____________________ to _______________________ Commission File No. 000-08909 HOMEGOLD FINANCIAL, INC. (Exact name of registrant as specified in its charter) South Carolina 57-0513287 --------------------------------- ---------------------------------- (State or other jurisdiction I.R.S. Employer of incorporation or organization) Identification No.) 3901 Pelham Road, Greenville, South Carolina 29615 ------------------------------------------------------ --------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code 864-289-5000 Securities registered under Section 12(b) of the Act: Title of Each Class Name of Each Exchange on which registered ---------------------------- ----------------------------------------- None None Securities registered under Section 12(g) of the Act: Title of Each Class -------------------------------------------------------------------------------- Series A Non-convertible Preferred Stock, par value $1.00 per share Common Stock, par value $.001 Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ] Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of the registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [ ] As of March 31, 2001, the aggregate market value of voting stock held by non-affiliates of registrant was approximately $5.8 million. As of March 31, 2001, 16,810,149 shares of the Registrant's common stock were outstanding. DOCUMENTS INCORPORATED BY REFERENCE The Company's Proxy Statement for the Annual Meeting of Shareholders scheduled for June 11, 2001 to be filed not later than 120 days after December 31, 2000 is incorporated by reference into Part III hereof. SIGNATURES (Corrected From Filing of Form 10-K on April 17, 2001) Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. HOMEGOLD FINANCIAL, INC. ---------------------------- Registrant April 24, 2001 /s/ Ronald J. Sheppard ------------------------------------------------------ -------------------------------------------------------- (Date) Ronald J. Sheppard, Chief Executive Officer and Director Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated. /s/ Ronald J. Sheppard /s/ Forrest E. Ferrell ------------------------------------------------------ --------------------------------------------------------- Ronald J. Sheppard, Chief Executive Officer and Forrest E. Ferrell Director President and Acting Chief Financial Officer /s/ John M. Sterling, Jr. /s/ J. Robert Philpott, Jr. ------------------------------------------------------ -------------------------------------------------------- John M. Sterling, Jr., Chairman of the Board of J. Robert Philpott, Jr. Directors Director /s/ Tecumseh Hooper, Jr. /s/ Jan Sirota ------------------------------------------------------ -------------------------------------------------------- Tecumseh Hooper, Jr. Jan Sirota Director Director /s/ Tobe C. B. Childers ------------------------------------------------------ Tobe C. B. Childers Director April 24, 2001 ------------------------------------------------------ (Date)
SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. HOMEGOLD FINANCIAL, INC. ---------------------------- Registrant April 24, 2001 /s/ Ronald J. Sheppard ------------------------------------------------------ -------------------------------------------------------- (Date) Ronald J. Sheppard, Chief Executive Officer and Director Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated. /s/ Ronald J. Sheppard /s/ Forrest E. Ferrell ------------------------------------------------------ --------------------------------------------------------- Ronald J. Sheppard, Chief Executive Officer and Forrest E. Ferrell Director President and Acting Chief Financial Officer /s/ John M. Sterling, Jr. /s/ J. Robert Philpott, Jr. ------------------------------------------------------ -------------------------------------------------------- John M. Sterling, Jr., Chairman of the Board of J. Robert Philpott, Jr. Directors Director /s/ Tecumseh Hooper, Jr. /s/ Jan Sirota ------------------------------------------------------ -------------------------------------------------------- Tecumseh Hooper, Jr. Jan Sirota Director Director /s/ Tobe C. B. Childers ------------------------------------------------------ Tobe C. B. Childers Director April 24, 2001 ------------------------------------------------------ (Date)