-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TZEtaoagde6EHQdhvLxX5DAHcGs8EgkDgaotsoSo2KZ60O/uao1NwJx0yK+SUemN yeC8VCSHKQsIw83/ramvdw== 0000950144-96-006811.txt : 19961003 0000950144-96-006811.hdr.sgml : 19961003 ACCESSION NUMBER: 0000950144-96-006811 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960930 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 19961002 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMERGENT GROUP INC CENTRAL INDEX KEY: 0000277028 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 570513287 STATE OF INCORPORATION: SC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-08909 FILM NUMBER: 96638447 BUSINESS ADDRESS: STREET 1: 15 SOUTH MAIN ST STE 750 CITY: GREENVILLE STATE: SC ZIP: 29601 BUSINESS PHONE: 8642358056 MAIL ADDRESS: STREET 1: 15 SOUTH MAIN ST STE 750 CITY: GREENVILLE STATE: SC ZIP: 29601 FORMER COMPANY: FORMER CONFORMED NAME: NRUC CORP DATE OF NAME CHANGE: 19911002 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL RAILWAY UTILIZATION CORP DATE OF NAME CHANGE: 19840813 8-K 1 EMERGENT GROUP, INC. CURRENT REPORT 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 30, 1996 EMERGENT GROUP, INC. ------------------------------------------------------ (Exact name of registrant as specified in its charter) South Carolina 0-8909 57-0513287 - ---------------------------------------------------------------------------- (State or other (Commission (I.R.S. Employer jurisdiction of File Number) Identification incorporation) Number) Suite 750, 15 South Main Street, Greenville, South Carolina 29601 - ------------------------------------------------------------------ (Address of principal executive offices) (Zip Code) Registrant's telephone number including area code (803) 235-8056 -------------- 1 2 ITEM 5. OTHER EVENTS The Company reported on June 9, 1996 on Form 8-K that First Greensboro Home Equity, Inc. and First Greensboro Home Equity of Arkansas, Inc. (collectively, "First Greensboro") had terminated their agreement with certain Emergent Group, Inc. subsidiaries. This termination resulted in litigation described in the Company's Form 10-Q for the quarter ended June 30, 1996. On September 17, 1996, First Greensboro and the Company entered into a settlement agreement resolving all issues associated with such litigation and such contract termination, in connection with which settlement, First Greensboro paid the Company $7,250,901. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (a) Financial Statements of the Business Acquired. Not applicable. (b) Pro Forma Financial Information. Not applicable. (c) Exhibits None 2 3 SIGNATURES Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed and on its behalf by the undersigned hereto duly authorized. EMERGENT GROUP, INC. Date: October 2, 1996 BY: /s/ Kevin J. Mast ------------------------- ---------------------------- Kevin J. Mast Vice President, Treasurer & Chief Financial Officer 3 -----END PRIVACY-ENHANCED MESSAGE-----