-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NBm2zVcJ8cHVwe79Bm6W/07urV+GUu+UnmeYBN1Da72vFnvLNBY3++LqQEBdbqkF rEjn1hWUky+YFTDAEUNNaA== 0000950109-96-000537.txt : 19960206 0000950109-96-000537.hdr.sgml : 19960206 ACCESSION NUMBER: 0000950109-96-000537 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960205 SROS: NASD GROUP MEMBERS: HANCOCK JOHN MUTUAL LIFE INSURANCE CO / MA GROUP MEMBERS: JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EMERGENT GROUP INC CENTRAL INDEX KEY: 0000277028 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 570513287 STATE OF INCORPORATION: SC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-34272 FILM NUMBER: 96511241 BUSINESS ADDRESS: STREET 1: P.O. BOX 17526 STREET 2: 233 NORTH MAIN STREET STE 350 CITY: GREENVILLE STATE: SC ZIP: 29606 BUSINESS PHONE: 8032358056 MAIL ADDRESS: STREET 1: P.O. BOX 17526 STREET 2: 15 SOUTH MAIN ST SUITE 750 CITY: GREENVILLE STATE: SC ZIP: 29606 FORMER COMPANY: FORMER CONFORMED NAME: NRUC CORP DATE OF NAME CHANGE: 19911002 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL RAILWAY UTILIZATION CORP DATE OF NAME CHANGE: 19840813 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN MUTUAL LIFE INSURANCE CO / MA CENTRAL INDEX KEY: 0000917406 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 041414660 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 BUSINESS PHONE: 6175726000 MAIL ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 SC 13G 1 SCHEDULE 13-G ------------------------------ OMB APPROVAL UNITED STATES OMB NUMBER 3235-0145 SECURITIES AND EXCHANGE COMMISSION EXPIRES: OCTOBER 3L, 1994 WASHINGTON, D.C. 20549 ESTIMATED AVERAGE BURDEN HOURS PER RESPONSE . . . 14.90 ------------------------------ SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3)* Emergent Group - -------------------------------------------------------------------------------- (Name of Issuer) Class A Common Stock, $.05 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 290916402 ------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [_]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). * DUE TO THE ISSUER'S 1 FOR 3 STOCK SPLIT IN JUNE, 1995, THE CUSIP FOR THE ISSUER'S CLASS A COMMON STOCK CHANGED FROM 290216204 TO 290216402. PAGE 1 OF 4 PAGES - ----------------------- --------------------- CUSIP NO. 290916402 13G PAGE 2 OF 4 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John Hancock Mutual Life Insurance Company I.R.S. No. 04-1414660 - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] N/A - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Commonwealth of Massachuetts - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF 269,976 SHARES ----------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 269,976 PERSON ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH -0- - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 269,976 - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.5% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* IC - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! PAGE 2 OF 4 PAGES The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any tittle of each person who signs the statement shall be typed or printed beneath his signature. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001) Item 1(a) Name of Issuer: -------------- Emergent Group Item 1(b) Address of Issuer's Principal Executive Offices: ----------------------------------------------- P.O. Box 17526 Greenville, SC 29606 Item 2(a) Name of Person Filing: --------------------- This filing is made on behalf of John Hancock Mutual Life Insurance Company ("JHMLICO"). Item 2(b) Address of the Principal Office: ------------------------------- The principal business office of JHMLICO is located at John Hancock Place, P.O. Box 111, Boston, MA 02117. Item 2(c) Citizenship: ----------- JHMLICO is organized and exists under the laws of the Commonwealth of Massachusetts. Item 2(d) Title of Class of Securities: ---------------------------- Class A Common Stock, par value $.05 Item 2(e) CUSIP Number: ------------ 290916402 Due to the Issuer's 1 for 3 stock split in June, 1995, the CUSIP for the Issuer's Class A Common Stock changed from 290216204 to 290216402. Item 3 If the Statement is being filed pursuant to Rule 13d-1(b), ---------------------------------------------------------- or 13d-2(b), check whether the person filing is a: ------------------------------------------------- JHMLICO: (c) (X) Insurance Company as defined in (S)3(a)(19) of the Act. Item 4 Ownership: --------- (a) Amount Beneficially Owned: ------------------------- The reporting person holds 224,722 shares of Class A Common Stock, par value ($.05) and 45,254 warrants exerciseable for Class A Common Stock. The Reporting Person is deemed to be the beneficial owner of 269,976 shares. The Reporting Person's warrants to purchase Class A Common Stock have decreased pursuant to expiration provisions in the Warrant Agreement, dated December 31, 1985. PAGE 3 OF 4 PAGES (b) Percent of Class: 8.5% ---------------- (c) (i) sole power to vote or to direct the vote: 269,976 (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: 269,976 (iv) shared power to dispose or to direct the disposition of: -0- Item 5 Ownership of Five Percent or Less of a Class: -------------------------------------------- Not applicable. Item 6 Ownership of More than Five Percent on Behalf of Another -------------------------------------------------------- Person: ------ Not applicable. Item 7 Identification and Classification of the Subsidiary which --------------------------------------------------------- Acquired the Security Being Reported on by the Parent ----------------------------------------------------- Holding Company: --------------- Not applicable. Item 8 Identification and Classification of Members of the Group: --------------------------------------------------------- Not applicable. Item 9 Notice of Dissolution of a Group: -------------------------------- Not applicable. Item 10 Certification: ------------- By signing below the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY By: /s/ Marion L. Nierintz --------------------------------------- Name: Marion L. Nierintz ------------------------------------- Dated: 2/2/96 Title: Second Vice President ----------------- ------------------------------------ PAGE 4 OF 4 PAGES -----END PRIVACY-ENHANCED MESSAGE-----