FORM N-PX PROXY VOTING RECORD
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | COLUMN 9 | COLUMN 10 | COLUMN 11 | COLUMN 12 | COLUMN 13 | COLUMN 14 | COLUMN 15 | ||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| NAME OF ISSUER |
CUSIP | ISIN | FIGI | MEETING DATE | VOTE DESCRIPTION | VOTE CATEGORY | DESCRIPTION OF OTHER CATEGORY | VOTE SOURCE | SHARES VOTED | SHARES ON LOAN | DETAILS OF VOTE | MANAGER NUMBER | SERIES ID | OTHER INFO | ||
| HOW VOTED | SHARES VOTED | FOR OR AGAINST MANAGEMENT | ||||||||||||||
| Endo Luxembourg Finance Company I SARL | 29280BAA3 | US29280BAA35 | - | 02/22/2024 | Vote On The Plan And Scheme Of Arrangement | OTHER |
Bondholder-related matter | ISSUER | 4700000.000000 | 0 | FOR |
4700000.000000 |
FOR |
S000006840 | - | |
| Endo Luxembourg Finance Company I SARL | 29280BAA3 | US29280BAA35 | - | 02/22/2024 | Grant The Releases | OTHER |
Bondholder-related matter | ISSUER | 4700000.000000 | 0 | FOR |
4700000.000000 |
FOR |
S000006840 | - | |
| Par Pharmaceutical, Inc. | 69888XAA7 | US69888XAA72 | - | 02/22/2024 | Vote On The Plan And Scheme Of Arrangement (For = Accept, Against = Reject; Abstain Votes Do Not Count) | OTHER |
Bondholder-related matter | ISSUER | 4273000.000000 | 0 | FOR |
4273000.000000 |
FOR |
S000006840 | - | |
| Par Pharmaceutical, Inc. | 69888XAA7 | US69888XAA72 | - | 02/22/2024 | Grant The Releases (For = Opt In, Against = Opt Out; Abstain Votes Do Not Count) | OTHER |
Bondholder-related matter | ISSUER | 4273000.000000 | 0 | FOR |
4273000.000000 |
NONE |
S000006840 | - | |
| Alpha Metallurgical Resources, Inc. | 020764106 | US0207641061 | - | 05/02/2024 | Election of seven director nominees, each of whom has been nominated by our board of directors to serve for a term of one year: Joanna Baker de Neufville | DIRECTOR ELECTIONS |
- | ISSUER | 4346.000000 | 0 | FOR |
4346.000000 |
FOR |
S000006840 | - | |
| Alpha Metallurgical Resources, Inc. | 020764106 | US0207641061 | - | 05/02/2024 | Election of seven director nominees, each of whom has been nominated by our board of directors to serve for a term of one year: Kenneth S. Courtis | DIRECTOR ELECTIONS |
- | ISSUER | 4346.000000 | 0 | FOR |
4346.000000 |
FOR |
S000006840 | - | |
| Alpha Metallurgical Resources, Inc. | 020764106 | US0207641061 | - | 05/02/2024 | Election of seven director nominees, each of whom has been nominated by our board of directors to serve for a term of one year: C. Andrew Eidson | DIRECTOR ELECTIONS |
- | ISSUER | 4346.000000 | 0 | FOR |
4346.000000 |
FOR |
S000006840 | - | |
| Alpha Metallurgical Resources, Inc. | 020764106 | US0207641061 | - | 05/02/2024 | Election of seven director nominees, each of whom has been nominated by our board of directors to serve for a term of one year: Michael Gorzynski | DIRECTOR ELECTIONS |
- | ISSUER | 4346.000000 | 0 | FOR |
4346.000000 |
FOR |
S000006840 | - | |
| Alpha Metallurgical Resources, Inc. | 020764106 | US0207641061 | - | 05/02/2024 | Election of seven director nominees, each of whom has been nominated by our board of directors to serve for a term of one year: Shelly Lombard | DIRECTOR ELECTIONS |
- | ISSUER | 4346.000000 | 0 | FOR |
4346.000000 |
FOR |
S000006840 | - | |
| Alpha Metallurgical Resources, Inc. | 020764106 | US0207641061 | - | 05/02/2024 | Election of seven director nominees, each of whom has been nominated by our board of directors to serve for a term of one year: Daniel D. Smith | DIRECTOR ELECTIONS |
- | ISSUER | 4346.000000 | 0 | FOR |
4346.000000 |
FOR |
S000006840 | - | |
| Alpha Metallurgical Resources, Inc. | 020764106 | US0207641061 | - | 05/02/2024 | Election of seven director nominees, each of whom has been nominated by our board of directors to serve for a term of one year: David J. Stetson | DIRECTOR ELECTIONS |
- | ISSUER | 4346.000000 | 0 | FOR |
4346.000000 |
FOR |
S000006840 | - | |
| Alpha Metallurgical Resources, Inc. | 020764106 | US0207641061 | - | 05/02/2024 | Approval of the amendment and restatement of our Second Amended and Restated Certificate of Incorporation to replace stockholder supermajority approval requirements with majority approval requirements. | CORPORATE GOVERNANCE |
- | ISSUER | 4346.000000 | 0 | FOR |
4346.000000 |
FOR |
S000006840 | - | |
| Alpha Metallurgical Resources, Inc. | 020764106 | US0207641061 | - | 05/02/2024 | Ratification of RSM US LLP as the Company's independent registered public, accounting firm for the fiscal year ending December 31, 2024. | AUDIT-RELATED |
- | ISSUER | 4346.000000 | 0 | FOR |
4346.000000 |
FOR |
S000006840 | - | |
| Alpha Metallurgical Resources, Inc. | 020764106 | US0207641061 | - | 05/02/2024 | Advisory approval of the Company's executive compensation as reported in the proxy statement for the annual meeting. | SECTION 14A SAY-ON-PAY VOTES |
- | ISSUER | 4346.000000 | 0 | FOR |
4346.000000 |
FOR |
S000006840 | - | |
| California Resources Corporation | 13057Q305 | US13057Q3056 | - | 05/03/2024 | Election of Directors: Andrew B. Bremner | DIRECTOR ELECTIONS |
- | ISSUER | 1425.000000 | 0 | FOR |
1425.000000 |
FOR |
S000006840 | - | |
| California Resources Corporation | 13057Q305 | US13057Q3056 | - | 05/03/2024 | Election of Directors: Tiffany (TJ) Thom Cepak | DIRECTOR ELECTIONS |
- | ISSUER | 1425.000000 | 0 | FOR |
1425.000000 |
FOR |
S000006840 | - | |
| California Resources Corporation | 13057Q305 | US13057Q3056 | - | 05/03/2024 | Election of Directors: James N. Chapman | DIRECTOR ELECTIONS |
- | ISSUER | 1425.000000 | 0 | FOR |
1425.000000 |
FOR |
S000006840 | - | |
| California Resources Corporation | 13057Q305 | US13057Q3056 | - | 05/03/2024 | Election of Directors: Christian S. Kendall | DIRECTOR ELECTIONS |
- | ISSUER | 1425.000000 | 0 | FOR |
1425.000000 |
FOR |
S000006840 | - | |
| California Resources Corporation | 13057Q305 | US13057Q3056 | - | 05/03/2024 | Election of Directors: Francisco J. Leon | DIRECTOR ELECTIONS |
- | ISSUER | 1425.000000 | 0 | FOR |
1425.000000 |
FOR |
S000006840 | - | |
| California Resources Corporation | 13057Q305 | US13057Q3056 | - | 05/03/2024 | Election of Directors: Mark A. (Mac) McFarland | DIRECTOR ELECTIONS |
- | ISSUER | 1425.000000 | 0 | FOR |
1425.000000 |
FOR |
S000006840 | - | |
| California Resources Corporation | 13057Q305 | US13057Q3056 | - | 05/03/2024 | Election of Directors: Nicole Neeman Brady | DIRECTOR ELECTIONS |
- | ISSUER | 1425.000000 | 0 | FOR |
1425.000000 |
FOR |
S000006840 | - | |
| California Resources Corporation | 13057Q305 | US13057Q3056 | - | 05/03/2024 | Election of Directors: William B. Roby | DIRECTOR ELECTIONS |
- | ISSUER | 1425.000000 | 0 | FOR |
1425.000000 |
FOR |
S000006840 | - | |
| California Resources Corporation | 13057Q305 | US13057Q3056 | - | 05/03/2024 | Election of Directors: Alejandra (Ale) Veltmann | DIRECTOR ELECTIONS |
- | ISSUER | 1425.000000 | 0 | FOR |
1425.000000 |
FOR |
S000006840 | - | |
| California Resources Corporation | 13057Q305 | US13057Q3056 | - | 05/03/2024 | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2024. | AUDIT-RELATED |
- | ISSUER | 1425.000000 | 0 | FOR |
1425.000000 |
FOR |
S000006840 | - | |
| California Resources Corporation | 13057Q305 | US13057Q3056 | - | 05/03/2024 | To approve, by non-binding vote, named executive officer compensation. | SECTION 14A SAY-ON-PAY VOTES |
- | ISSUER | 1425.000000 | 0 | FOR |
1425.000000 |
FOR |
S000006840 | - | |
| Amplify Energy Corp. | 03212B103 | US03212B1035 | - | 05/15/2024 | Election of Directors: Deborah G. Adams | DIRECTOR ELECTIONS |
- | ISSUER | 8816.000000 | 0 | FOR |
8816.000000 |
FOR |
S000006840 | - | |
| Amplify Energy Corp. | 03212B103 | US03212B1035 | - | 05/15/2024 | Election of Directors: James E. Craddock | DIRECTOR ELECTIONS |
- | ISSUER | 8816.000000 | 0 | FOR |
8816.000000 |
FOR |
S000006840 | - | |
| Amplify Energy Corp. | 03212B103 | US03212B1035 | - | 05/15/2024 | Election of Directors: Patrice Douglas | DIRECTOR ELECTIONS |
- | ISSUER | 8816.000000 | 0 | FOR |
8816.000000 |
FOR |
S000006840 | - | |
| Amplify Energy Corp. | 03212B103 | US03212B1035 | - | 05/15/2024 | Election of Directors: Christopher W. Hamm | DIRECTOR ELECTIONS |
- | ISSUER | 8816.000000 | 0 | FOR |
8816.000000 |
FOR |
S000006840 | - | |
| Amplify Energy Corp. | 03212B103 | US03212B1035 | - | 05/15/2024 | Election of Directors: Vidisha Prasad | DIRECTOR ELECTIONS |
- | ISSUER | 8816.000000 | 0 | FOR |
8816.000000 |
FOR |
S000006840 | - | |
| Amplify Energy Corp. | 03212B103 | US03212B1035 | - | 05/15/2024 | Election of Directors: Todd R. Snyder | DIRECTOR ELECTIONS |
- | ISSUER | 8816.000000 | 0 | FOR |
8816.000000 |
FOR |
S000006840 | - | |
| Amplify Energy Corp. | 03212B103 | US03212B1035 | - | 05/15/2024 | Election of Directors: Martyn Willsher | DIRECTOR ELECTIONS |
- | ISSUER | 8816.000000 | 0 | FOR |
8816.000000 |
FOR |
S000006840 | - | |
| Amplify Energy Corp. | 03212B103 | US03212B1035 | - | 05/15/2024 | To ratify the appointment, by the Audit Committee of our board of directors, of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2024. | AUDIT-RELATED |
- | ISSUER | 8816.000000 | 0 | FOR |
8816.000000 |
FOR |
S000006840 | - | |
| Amplify Energy Corp. | 03212B103 | US03212B1035 | - | 05/15/2024 | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | SECTION 14A SAY-ON-PAY VOTES |
- | ISSUER | 8816.000000 | 0 | FOR |
8816.000000 |
FOR |
S000006840 | - | |
| Amplify Energy Corp. | 03212B103 | US03212B1035 | - | 05/15/2024 | To approve the Amplify Energy Corp. 2024 Equity Incentive Plan. | COMPENSATION |
- | ISSUER | 8816.000000 | 0 | FOR |
8816.000000 |
FOR |
S000006840 | - | |
| Amplify Energy Corp. | 03212B103 | US03212B1035 | - | 05/15/2024 | To vote on a stockholder proposal requesting the Company to take the necessary steps to achieve a sale, merger, or orderly liquidation in three years or less. | EXTRAORDINARY TRANSACTIONS |
- | SECURITY HOLDER | 8816.000000 | 0 | AGAINST |
8816.000000 |
FOR |
S000006840 | - | |
| California Resources Corporation | 13057Q305 | US13057Q3056 | - | 06/26/2024 | A proposal (the "stock issuance proposal") to approve, for purposes of complying with Section 312.03 of the NYSE Listed Company Manual, the issuance of shares of California Resources Corporation common stock pursuant to the terms of the Agreement and Plan of Merger, dated February 7, 2024, among California Resources Corporation, Petra Merger Sub I, LLC, Petra Merger Sub C, LLC, Petra Merger Sub O, LLC, Petra Merger Sub O2, LLC, Petra Merger Sub O3, LLC, Petra Merger Sub S, LLC, IKAV Impact USA Inc., CPPIB Vedder US Holdings LLC, Opps Xb Aera E CTB, LLC, Opps XI Aera E CTB, LLC, Green Gate COI, LLC, IKAV Impact S.a.r.l., Simlog Inc., IKAV Energy Inc., CPP Investment Board Private Holdings (6), Inc., OCM Opps Xb AIF Holdings (Delaware), L.P., Oaktree Huntington Investment Fund II AIF (Delaware), L.P. - Class C, OCM Opps XI AIV Holdings (Delaware), L.P., and OCM Aera E Holdings, LLC. | EXTRAORDINARY TRANSACTIONS |
- | ISSUER | 1425.000000 | 0 | FOR |
1425.000000 |
FOR |
S000006840 | - | |
| California Resources Corporation | 13057Q305 | US13057Q3056 | - | 06/26/2024 | A proposal (the "adjournment proposal") to approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the stock issuance proposal. | CORPORATE GOVERNANCE |
- | ISSUER | 1425.000000 | 0 | FOR |
1425.000000 |
FOR |
S000006840 | - | |
[Repeat as Necessary]