0000919574-24-006892.txt : 20241125 0000919574-24-006892.hdr.sgml : 20241125 20241125201132 ACCESSION NUMBER: 0000919574-24-006892 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241121 FILED AS OF DATE: 20241125 DATE AS OF CHANGE: 20241125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plaisance Capital LLC CENTRAL INDEX KEY: 0001761269 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08814 FILM NUMBER: 241497849 BUSINESS ADDRESS: STREET 1: 250 FILLMORE, SUITE 525 CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: 720-774-6201 MAIL ADDRESS: STREET 1: 250 FILLMORE, SUITE 525 CITY: DENVER STATE: CO ZIP: 80206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kozlowski Daniel R CENTRAL INDEX KEY: 0001791057 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08814 FILM NUMBER: 241497851 MAIL ADDRESS: STREET 1: 250 FILLMORE, SUITE 525 CITY: DENVER STATE: CO ZIP: 80206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plaisance SPV I, LLC CENTRAL INDEX KEY: 0001791049 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08814 FILM NUMBER: 241497850 BUSINESS ADDRESS: STREET 1: 250 FILLMORE, SUITE 525 CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: 720-774-6201 MAIL ADDRESS: STREET 1: 250 FILLMORE, SUITE 525 CITY: DENVER STATE: CO ZIP: 80206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PURE CYCLE CORP CENTRAL INDEX KEY: 0000276720 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 840705083 STATE OF INCORPORATION: CO FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 34501 E. QUINCY AVE STREET 2: BLDG. 34 CITY: WATKINS STATE: CO ZIP: 80137 BUSINESS PHONE: 3032923456 MAIL ADDRESS: STREET 1: 34501 E. QUINCY AVE STREET 2: BLDG. 34 CITY: WATKINS STATE: CO ZIP: 80137 4 1 ownership.xml X0508 4 2024-11-21 0 0000276720 PURE CYCLE CORP PCYO 0001791057 Kozlowski Daniel R C/O PLAISANCE CAPITAL, LLC 4790 S. LAFAYETTE STREET ENGLEWOOD CO 80113 1 0 1 0 0001791049 Plaisance SPV I, LLC C/O PLAISANCE CAPITAL, LLC 4790 S. LAFAYETTE STREET ENGLEWOOD CO 80113 0 0 1 0 0001761269 Plaisance Capital LLC 4790 S. LAFAYETTE STREET ENGLEWOOD CO 80113 0 0 1 0 0 Common Stock 1/3 of $.01 par value 2024-11-21 4 S 0 20000 13.10 D 2668778 I See Footnote Common Stock 1/3 of $.01 par value 345991 D The reported securities are directly owned by Plaisance SPV I, LLC ("Plaisance SPV"), a Delaware limited liability company. The reported securities are deemed to be indirectly beneficially owned by Plaisance Capital, LLC, as the investment manager of Plaisance SPV (the "Investment Manager"). The reported securities are also deemed to be indirectly beneficially owned by Daniel Kozlowski as managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest, if any, therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The reported securities are directly owned by Daniel Kozlowski in his personal capacity. DANIEL KOZLOWSKI, By: /s/ Daniel Kozlowski 2024-11-25 PLAISANCE SPV I, LLC, By: Plaisance Capital, LLC, its managing member, By: Daniel Kozlowski, managing member of Plaisance Capital, LLC, By: /s/ Daniel Kozlowski, Daniel Kozlowski, Managing Member 2024-11-25 PLAISANCE CAPITAL, LLC, By: /s/ Daniel Kozlowski, Daniel Kozlowski, Managing Member 2024-11-25