0000919574-19-006435.txt : 20191015
0000919574-19-006435.hdr.sgml : 20191015
20191015173144
ACCESSION NUMBER: 0000919574-19-006435
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191007
FILED AS OF DATE: 20191015
DATE AS OF CHANGE: 20191015
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Plaisance Capital LLC
CENTRAL INDEX KEY: 0001761269
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-08814
FILM NUMBER: 191151672
BUSINESS ADDRESS:
STREET 1: 250 FILLMORE, SUITE 525
CITY: DENVER
STATE: CO
ZIP: 80206
BUSINESS PHONE: 720-774-6201
MAIL ADDRESS:
STREET 1: 250 FILLMORE, SUITE 525
CITY: DENVER
STATE: CO
ZIP: 80206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Plaisance SPV I, LLC
CENTRAL INDEX KEY: 0001791049
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-08814
FILM NUMBER: 191151673
BUSINESS ADDRESS:
STREET 1: 250 FILLMORE, SUITE 525
CITY: DENVER
STATE: CO
ZIP: 80206
BUSINESS PHONE: 720-774-6201
MAIL ADDRESS:
STREET 1: 250 FILLMORE, SUITE 525
CITY: DENVER
STATE: CO
ZIP: 80206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kozlowski Daniel R
CENTRAL INDEX KEY: 0001791057
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-08814
FILM NUMBER: 191151674
MAIL ADDRESS:
STREET 1: 250 FILLMORE, SUITE 525
CITY: DENVER
STATE: CO
ZIP: 80206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PURE CYCLE CORP
CENTRAL INDEX KEY: 0000276720
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 840705083
STATE OF INCORPORATION: CO
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 34501 E. QUINCY AVE
STREET 2: BLDG. 34
CITY: WATKINS
STATE: CO
ZIP: 80137
BUSINESS PHONE: 3032923456
MAIL ADDRESS:
STREET 1: 34501 E. QUINCY AVE
STREET 2: BLDG. 34
CITY: WATKINS
STATE: CO
ZIP: 80137
3
1
ownership.xml
X0206
3
2019-10-07
0
0000276720
PURE CYCLE CORP
PCYO
0001761269
Plaisance Capital LLC
250 FILLMORE STREET
SUITE 525
DENVER
CO
80206
0
0
1
0
0001791049
Plaisance SPV I, LLC
C/O PLAISANCE CAPITAL, LLC
250 FILLMORE STREET, SUITE 525
DENVER
CO
80206
0
0
1
0
0001791057
Kozlowski Daniel R
C/O PLAISANCE CAPITAL, LLC
250 FILLMORE STREET, SUITE 525
DENVER
CO
80206
0
0
1
0
Common Stock, par value 1/3 of $0.01 per share
2684097
I
See Footnote
Common Stock, par value 1/3 of $0.01 per share
3739609
I
See Footnote
The reported securities are directly owned by Plaisance SPV I, LLC, a Delaware limited liability company (the "Fund"). The reported securities may be deemed to be indirectly beneficially owned by Plaisance Capital, LLC, as the investment manager of the Fund. The reported securities may also be deemed to be indirectly beneficially owned by Daniel Kozlowski as Managing Member of Plaisance Capital, LLC. Plaisance Capital, LLC and Daniel Kozlowski disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
The reported securities are directly owned by certain other private funds. The reported securities may be deemed to be indirectly beneficially owned by Plaisance Capital, LLC, as the investment manager of the such private funds. The reported securities may also be deemed to be indirectly beneficially owned by Daniel Kozlowski as Managing Member of Plaisance Capital, LLC. Plaisance Capital, LLC and Daniel Kozlowski disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Plaisance Capital, LLC By: Daniel Kozlowski, Managing Member /s/ Daniel Kozlowski
2019-10-15
Plaisance SPV I, LLC By: Plaisance Capital, LLC, its managing member By: Daniel Kozlowski, managing member of Plaisance Capital, LLC /s/ Daniel Kozlowski
2019-10-15
/s/ Daniel Kozlowski
2019-10-15