3 1 brewster030503.txt FORM 3 FOR JAMES M. BREWSTER SPIEGEL, INC. 3 1 NONE 0001221589 Officer Spiegel, Inc. 0000276641 36-2593917 02/26/03 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person Brewster, James 3500 Lacey Road Downers Grove, IL 60515 2. Date of Event Requiring Statement (Month/Day/Year) 2/26/2003 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Spiegel, Inc. (SPGLA) 5. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) SVP, Finance 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Beneficially Owned ----------------------------------------------------------------------------------------------------- 1)Title of Security 2)Amount of 3) 4)Nature of Securities D Indirect Beneficially or Beneficial Owned I Ownership ----------------------------------------------------------------------------------------------------- Table II Derivative Securitites Beneficially Owned ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative Security 2)Date Exercisable 3)Title and Amount of 4)Conver- 5)Ownership 6)Nature of and Expiration Date Securities Underlying sion or Form of Indirect (Month/Day/Year) Derivative Security exercise Derivative Beneficial price of Security Ownership Date Expira- Amount or Deri- Direct(D) Exer- tion Number of vative or cisable Date Title Shares Security Indirect(I) ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right to 12/29/10 Common Stock 4,000 $4.2700 D Direct buy) Incentive Stock Option (right to 12/31/07 Common Stock 2,000 $4.9000 D Direct buy) Incentive Stock Option (right to 12/31/08 Common Stock 5,000 $6.0000 D Direct buy) Incentive Stock Option (right to 12/31/09 Common Stock 4,000 $6.9000 D Direct buy) Incentive Stock Option (right to 12/29/05 Common Stock 2,000 $7.0000 D Direct buy) Incentive Stock Option (right to 12/31/06 Common Stock 2,000 $7.1000 D Direct buy) Incentive Stock Option (right to 12/30/04 Common Stock 2,000 $10.0000 D Direct buy) Explanation of Responses:
SIGNATURE OF REPORTING PERSON /S/ Brewster, James DATE 03/03/03