-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UlvulSsZSoQoWptoJa8MlkZ/PodWXEFBrmU8CEAljFg8eksGVyTsVZuZb/act7I5 jC+XccCvH3FHLuFmoxVjGw== 0001208899-03-000002.txt : 20030408 0001208899-03-000002.hdr.sgml : 20030408 20030408164358 ACCESSION NUMBER: 0001208899-03-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030408 FILED AS OF DATE: 20030408 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: PAYNER MELISSA CENTRAL INDEX KEY: 0001208899 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: SPIEGEL INC STREET 2: 3500 LACEY ROAD CITY: DOWNERS GROVE STATE: IL ZIP: 60515-5432 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPIEGEL INC CENTRAL INDEX KEY: 0000276641 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 362593917 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16126 FILM NUMBER: 03642973 BUSINESS ADDRESS: STREET 1: 3500 LACEY RD CITY: DOWNERS GROVE STATE: IL ZIP: 60515-5432 BUSINESS PHONE: 7089868800 MAIL ADDRESS: STREET 1: 3500 LACEY ROAD CITY: DOWNERS GROVE STATE: IL ZIP: 60515-5432 4 1 paynerexitform4031303.txt EXIT FORM 4 FILING FOR MELISSA PAYNER-GREGOR SPIEGEL, INC. 4 1 NONE 0001208899 Officer Spiegel, Inc. 0000276641 36-2593917 03/13/03 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [X] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Payner-Gregor, Melissa 3500 Lacey Road Downers Grove, IL 60515 2. Issuer Name and Ticker or Trading Symbol Spiegel, Inc. (SPGLA) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Day/Year 3/13/2003 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) President & CEO Spiegel Catalog 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code V Amount D Price End of Month I - ------------------------------------------------------------------------------------------------------------------------------------ Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code V A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right $4.2700 12/29/00 A V 20,000 12/29/10 to buy) Incentive Stock Option (right $4.9000 12/31/97 A V 2,000 12/31/07 to buy) Incentive Stock Option (right $6.0000 12/31/98 A V 5,000 12/31/08 to buy) Incentive Stock Option (right $6.9000 12/31/99 A V 4,000 12/31/09 to buy) Incentive Stock Option (right $7.0000 02/29/00 A V 1,000 02/28/10 to buy) Incentive Stock Option (right $7.4100 08/08/00 A V 5,000 08/08/10 to buy) Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Month - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right 12/29/00 Common Stock 20,000 20,000 D Direct to buy) Incentive Stock Option (right 12/31/97 Common Stock 2,000 2,000 D Direct to buy) Incentive Stock Option (right 12/31/98 Common Stock 5,000 5,000 D Direct to buy) Incentive Stock Option (right 12/31/99 Common Stock 4,000 4,000 D Direct to buy) Incentive Stock Option (right 02/29/00 Common Stock 1,000 1,000 D Direct to buy) Incentive Stock Option (right 08/08/00 Common Stock 5,000 5,000 D Direct to buy) Explanation of Responses:
SIGNATURE OF REPORTING PERSON /S/ Payner-Gregor, Melissa DATE 03/25/03 -----END PRIVACY-ENHANCED MESSAGE-----