-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dc+6rHHKyUIEV9mQMsbXz/9rawJDgBIDt80SzNOL8mL3S3/DwsfWeukltWCJ+eos lMR0MNcYCld3IO34vsWhwg== 0000950110-97-000060.txt : 19970107 0000950110-97-000060.hdr.sgml : 19970107 ACCESSION NUMBER: 0000950110-97-000060 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970106 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MCNEIL REAL ESTATE FUND IX LTD CENTRAL INDEX KEY: 0000276326 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 942491437 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09026 FILM NUMBER: 97501614 BUSINESS ADDRESS: STREET 1: 13760 NOEL RD STE 700 STREET 2: LB70 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 2144485800 MAIL ADDRESS: STREET 1: 13760 NOEL ROAD SUITE 700 LB 70 CITY: DALLAS STATE: TX ZIP: 75240 COMPANY DATA: COMPANY CONFORMED NAME: ICAHN CARL C ET AL CENTRAL INDEX KEY: 0000921669 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OWNER STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 100 SOUTH BEDFORD ROAD CITY: MT KISCO STATE: NY ZIP: 10549 BUSINESS PHONE: 9142427700 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 3 1 FORM 3 FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1990 OMB APPROVAL ------------------------------------------ OMB Number: 3235-0414 Expires: September 30, 1998 Estimated average burden hours per response.....................0.5 ------------------------------------------ - ------------------------------------------------------------------------------- 1. Name and Address of Reporting Person ICAHN CARL C. (Last) (First) (Middle) 114 West 47th Street - ---------------------------------------- (Street) New York, NY 10036 - ---------------------------------------------- (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 12/27/96 - ---------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker of Trading Symbol McNEIL PACIFIC INVESTORS FUND IX, LTD. - ---------------------------------------------- 5. Relationship of Reporting Person to Issuer (Check all applicable) ____ Director _X__ 10% Owner ____ Officer (give ____ Other (specify title below) below) ---------------------------------- 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person -- -- Form filed by more than One Reporting Person TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security 2. Amount of Securities 3. Ownership Form: Direct 4. Nature of Indirect Beneficial Ownership (Instr. 3) Beneficially Owned (D) or Indirect (I)(Instr. 5) (Instr. 5) (Instr. 4) - ----------------------------------------------------------------------------------------------------------------------------------- Units representing 13,104 I * - ----------------------------------------------------------------------------------------------------------------------------------- Limited Partnership - ----------------------------------------------------------------------------------------------------------------------------------- Interests ("Units") - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - -----------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) (Over) FORM 3 - (continued) TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) 1. Title of Derivative Security (Instr. 4) - --------------------------------- - --------------------------------- - --------------------------------- - --------------------------------- - --------------------------------- - --------------------------------- - --------------------------------- - --------------------------------- - --------------------------------- - --------------------------------- 2. Date Exercisable and Expiration Date (Month/Day/Year) Date Expira- Exer- tion cisable Date - ------------------------- - ------------------------- - ------------------------- - ------------------------- - ------------------------- - ------------------------- - ------------------------- - ------------------------- - ------------------------- - ------------------------- 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) Title Amount or Number of Shares - ------------------------------------ - ------------------------------------ - ------------------------------------ - ------------------------------------ - ------------------------------------ - ------------------------------------ - ------------------------------------ - ------------------------------------ - ------------------------------------ - ------------------------------------ 4. Conversion of Exercise Price of Derivative Security - ------------------ - ------------------ - ------------------ - ------------------ - ------------------ - ------------------ - ------------------ - ------------------ - ------------------ - ------------------ 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) - ------------------- - ------------------- - ------------------- - ------------------- - ------------------- - ------------------- - ------------------- - ------------------- - ------------------- - ------------------- 6. Nature of Indirect Beneficial Ownership (Instr. 5) - ------------------- - ------------------- - ------------------- - ------------------- - ------------------- - ------------------- - ------------------- - ------------------- - ------------------- - ------------------- Explanation of Responses: * Consists of 11,320 Units directly beneficially owned by High River Limited Partnership ("High River") and 1,784 Units directly beneficially owned by Unicorn Associates Corporation ("Unicorn"). The Reporting Person is the controlling member of Riverdale LLC, the general partner of High River and indirectly owns all of the issued and outstanding shares of capital stock of Unicorn. The Units directly beneficially owned by High River include (1) 4,837 Units tendered to High River pursuant to a tender offer commenced on September 20, 1996 (the "Tender Offer") and transferred to High River effective as of January 1, 1997, (2) 8,132 Units acquired by High River prior to the commencement of the Tender Offer, and (3) 135 Units tendered to High River pursuant to the Tender Offer and accepted for payment, but not yet submitted for transfer because of defective paperwork. ++Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ THEODORE ALTMAN, ATTORNEY-IN-FACT 1/6/97 - ------------------------------------- --------------- ++Signature of Reporting Person Date Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----