-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R+shh0KFINW3sBE+LEYKojAa5tNtrDEbLH8e+1RXEtNI0BFuQlnFKhf+zt9YNCjz ks3loDVu3oYuMqD5WxdxPQ== 0000897485-01-000065.txt : 20010410 0000897485-01-000065.hdr.sgml : 20010410 ACCESSION NUMBER: 0000897485-01-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20010406 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EVANS & SUTHERLAND COMPUTER CORP CENTRAL INDEX KEY: 0000276283 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 870278175 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-14677 FILM NUMBER: 1596718 BUSINESS ADDRESS: STREET 1: 600 KOMAS DR CITY: SALT LAKE CITY STATE: UT ZIP: 84108 BUSINESS PHONE: 8015881815 MAIL ADDRESS: STREET 1: 600 KOMAS DR CITY: SALT LAKE CITY STATE: UT ZIP: 84108 COMPANY DATA: COMPANY CONFORMED NAME: KELLOGG PETER R CENTRAL INDEX KEY: 0000897485 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O SPEAR LEEDS & KELLOGG STREET 2: 120 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10271 BUSINESS PHONE: 2124337070 MAIL ADDRESS: STREET 1: 120 BROADWAY STREET 2: C/O SPEAR LEEDS & KELLOGG CITY: NEW YORK STATE: NY ZIP: 10271 4 1 0001.txt Form 4 1. Name and Address of Reporting Person - Peter R. Kellogg C/O Spear, Leeds & Kellogg 120 Broadway New York, New York 10271 2. Issuer Name and Ticker or Trading Symbol - Evans & Sutherland Computer Corp. (ESCC) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year - March, 2001 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person to Issuer - 10% Owner Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security -- Common Stock $1.00 Par Value 2. Transaction Date. -- March 9, 2001. 3. Transaction Code -- P. 4. Securities Acquired (A) or Disposed of (D) Amount = 28,000. (A) or (D) = A. Price 7.9375. 2. Transaction Date. -- March 16, 2001. 3. Transaction Code -- P. 4. Securities Acquired (A) or Disposed of (D) Amount = 10,000. (A) or (D) = A. Price 7.8750. 5 Amount of Securities Beneficially Owned at End of Month = 100,000. 6 Ownership Form -- (D). 7 Nature of Indirect Beneficial Ownership -- N/A. 5. Amount of Securities Beneficially Owned at End of Month = 883,000. 6. Ownership Form -- (I). 7. Nature of Indirect Beneficial Ownership - I.A.T. Reinsurance Syndicate Ltd., a Bermuda Corporation of which Mr. Kellogg is the sole holder of voting stock. Mr. Kellogg disclaims beneficial ownership of these shares. 5. Amount of Securities Beneficially Owned at End of Month = 100,000. 6. Ownership Form -- (I). 7. Nature of Indirect Beneficial Ownership - Cynthia Kellogg, Mr. Kellogg's spouse. Mr. Kellogg disclaims beneficial ownership of these shares. Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security. N/A. 2. Conversion or Exercise Price of Derivative Security. N/A. 3. Transaction Date. N/A. 4. Transaction Code. N/A. 5. Number of Derivative Securities Acquired or Disposed N/A. 6. Date Exercisable and Expiration Date N/A. 7. Title and Amount of Underlying Securities N/A. 8. Price of Derivative Securities N/A. 9. Number of Derivative Securities Beneficially Owned at End of Month N/A. 10.Ownership Form of Derivative Security N/A. 11.Nature of Indirect Beneficial Ownership N/A. April 6, 2001 Peter R. Kellogg Date Peter R. Kellogg -----END PRIVACY-ENHANCED MESSAGE-----