-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DfSAnNOjwpHG7py51b8kIOkpjurLdGQWX1en1IHwz56RIAH70I9NXPUXM1EQAeSX ZNG6BbsrkKTquzKpSUXI5Q== 0001104659-10-058334.txt : 20101115 0001104659-10-058334.hdr.sgml : 20101115 20101115105541 ACCESSION NUMBER: 0001104659-10-058334 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100617 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Optelecom-NKF, Inc. CENTRAL INDEX KEY: 0000275858 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 521010850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-08828 FILM NUMBER: 101189871 BUSINESS ADDRESS: STREET 1: 12920 CLOVERLEAF CENTER DR. CITY: GERMANTOWN STATE: MD ZIP: 20874 BUSINESS PHONE: 3014442200 MAIL ADDRESS: STREET 1: 12920 CLOVERLEAF CENTER DR. CITY: GERMANTOWN STATE: MD ZIP: 20874 FORMER COMPANY: FORMER CONFORMED NAME: OPTELECOM INC DATE OF NAME CHANGE: 19920703 8-K 1 a10-20743_18k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  June 17, 2010

 

OPTELECOM-NKF, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

0-8828

 

52-1010850

(State or other jurisdiction
of incorporation)

 

(Commission
File Number)

 

(IRS Employer
Identification No.)

 

12920 Cloverleaf Center Drive, Germantown, Maryland 20874

(Address of principal executive offices) (ZIP Code)

 

Registrant’s telephone number, including area code:  (301) 444-2200

 

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


 

Section 3 —  Securities and Trading Markets

 

Item 3.01.                  Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

 

On June 17, 2010, Optelecom-NKF, Inc. (the “Company”) received notice from the Nasdaq Stock Market (“Nasdaq”) that the Company’s application to transfer its common stock listing from The Nasdaq Global Market to The Nasdaq Capital Market was approved.  The transfer was effective with the opening of business on June 21, 2010.  The transfer to The Nasdaq Capital Market does not effect the Company’s ticker symbol, which will remain “OPTC.”

 

The Nasdaq Capital Market is a continuous trading market that operates in substantially the same manner as The Nasdaq Global Market.  Effective with the transfer of the Company’s common stock to The Nasdaq Capital Market, the Company became subject to the continued listing requirements of The Nasdaq Capital Market instead of those of The Nasdaq Global Market.  The Company currently complies with all of the listing requirements of The Nasdaq Capital Market.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

OPTELECOM-NKF, INC.

 

 

 

 

 

 

 

By:

/s/ David Patterson

 

 

David Patterson

 

 

Chief Executive Officer

 

 

 

Date:  November 15, 2010

 

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