-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WYXR083SZEx5kwf0jOvFk4F1dBi0nA6GXp9mHbV5OYN5H+LzRU3AJl2zK72sT+tD 6qfvEpvPDH6vsmDbABru9A== 0001104659-09-017395.txt : 20090313 0001104659-09-017395.hdr.sgml : 20090313 20090313104205 ACCESSION NUMBER: 0001104659-09-017395 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090311 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing FILED AS OF DATE: 20090313 DATE AS OF CHANGE: 20090313 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Optelecom-NKF, Inc. CENTRAL INDEX KEY: 0000275858 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 521010850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-08828 FILM NUMBER: 09677984 BUSINESS ADDRESS: STREET 1: 12920 CLOVERLEAF CENTER DR. CITY: GERMANTOWN STATE: MD ZIP: 20874 BUSINESS PHONE: 3014442200 MAIL ADDRESS: STREET 1: 12920 CLOVERLEAF CENTER DR. CITY: GERMANTOWN STATE: MD ZIP: 20874 FORMER COMPANY: FORMER CONFORMED NAME: OPTELECOM INC DATE OF NAME CHANGE: 19920703 8-K 1 a09-7624_18k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  March 11, 2009

 

OPTELECOM-NKF, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

0-8828

 

52-1010850

(State or other jurisdiction
of incorporation)

 

(Commission
File Number)

 

(IRS Employer
Identification No.)

 

12920 Cloverleaf Center Drive, Germantown, Maryland

 

20874

(Address of principal executive offices)

 

(ZIP Code)

 

Registrant’s telephone number, including area code:  (301) 444-2200

 

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


 

Section 3 —  Securities and Trading Markets

 

Item 3.01.                  Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

 

On March 11, 2009, Optelecom-NKF, Inc. (the “Company”) received a letter from the Nasdaq Stock Market (“Nasdaq”) notifying that Company that as a result of the resignation of Robert Urso as a director of the Company on March 6, 2009, the Board of Directors of the Company does not consist of a majority of independent directors as required under Nasdaq marketplace rule 4350(c)(1).  Pursuant to the Nasdaq rules, because the Company intends to hold its annual meeting within 180 days of the date of Mr. Urso’s resignation, the Company has until September 2, 2009 (the “cure period”) to become compliant with the requirements of Nasdaq rule 4350(c)(1).  The Board of Directors of the Company is in the process of identifying candidates to replace Mr. Urso and intends to appoint a director who satisfies the independence requirements of the Nasdaq rules prior to the expiration of the cure period.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

OPTELECOM-NKF, INC.

 

 

 

 

 

 

 

By:

/s/ Edmund Ludwig

 

 

Edmund Ludwig

 

 

Chief Executive Officer

 

 

 

Date:                    March 13, 2008

 

 

 

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