0001225208-24-006320.txt : 20240523
0001225208-24-006320.hdr.sgml : 20240523
20240523145750
ACCESSION NUMBER: 0001225208-24-006320
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240517
FILED AS OF DATE: 20240523
DATE AS OF CHANGE: 20240523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NOREEN CLIFFORD M
CENTRAL INDEX KEY: 0001194963
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02183
FILM NUMBER: 24977582
MAIL ADDRESS:
STREET 1: MASSACHUSETTS MUTUAL LIFE INSURANCE CO.
STREET 2: ONE MARINA PARK DRIVE
CITY: BOSTON
STATE: MA
ZIP: 02210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARINGS CORPORATE INVESTORS
CENTRAL INDEX KEY: 0000275694
ORGANIZATION NAME:
IRS NUMBER: 042483041
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O BARINGS LLC
STREET 2: 300 SOUTH TRYON STREET, SUITE 2500
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
BUSINESS PHONE: 704-805-7200
MAIL ADDRESS:
STREET 1: C/O BARINGS LLC
STREET 2: 300 SOUTH TRYON STREET, SUITE 2500
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
FORMER COMPANY:
FORMER CONFORMED NAME: BABSON CAPITAL CORPORATE INVESTORS
DATE OF NAME CHANGE: 20111230
FORMER COMPANY:
FORMER CONFORMED NAME: MASSMUTUAL CORPORATE INVESTORS
DATE OF NAME CHANGE: 19920717
4/A
1
doc4a.xml
X0508
4/A
2024-05-17
2024-05-21
0000275694
BARINGS CORPORATE INVESTORS
MCI
0001194963
NOREEN CLIFFORD M
C/O BARINGS LLC
300 SOUTH TRYON STREET, SUITE 2500
CHARLOTTE
NC
28202
1
1
Chairman of Fund
0
Barings Non-Qualified Thrift Plan
Common Shares ("Shares of Beneficial Interest")
327333.4194
327333.4194
D
Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
Amended Form 4 on 5/23/24 Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. This filing is an amendment to a previous Form 4 filed on May 21, 2024. The sale transaction disclosed in the May 21, 2024 filing was reported in error and this filing is being made to report the correct amount of common shares now held through the non-qualified compensation deferral plan.
/s/ Jessica Restivo Attorney- in - Fact
2024-05-23