0001225208-23-009010.txt : 20230922
0001225208-23-009010.hdr.sgml : 20230922
20230922125745
ACCESSION NUMBER: 0001225208-23-009010
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230921
FILED AS OF DATE: 20230922
DATE AS OF CHANGE: 20230922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Emery Christina
CENTRAL INDEX KEY: 0001521374
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02183
FILM NUMBER: 231271041
MAIL ADDRESS:
STREET 1: BARINGS LLC
STREET 2: 300 SOUTH TRYON STREET, SUITE 2500
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARINGS CORPORATE INVESTORS
CENTRAL INDEX KEY: 0000275694
IRS NUMBER: 042483041
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O BARINGS LLC
STREET 2: 300 SOUTH TRYON STREET, SUITE 2500
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
BUSINESS PHONE: 704-805-7200
MAIL ADDRESS:
STREET 1: C/O BARINGS LLC
STREET 2: 300 SOUTH TRYON STREET, SUITE 2500
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
FORMER COMPANY:
FORMER CONFORMED NAME: BABSON CAPITAL CORPORATE INVESTORS
DATE OF NAME CHANGE: 20111230
FORMER COMPANY:
FORMER CONFORMED NAME: MASSMUTUAL CORPORATE INVESTORS
DATE OF NAME CHANGE: 19920717
4
1
doc4.xml
X0508
4
2023-09-21
0000275694
BARINGS CORPORATE INVESTORS
MCI
0001521374
Emery Christina
C/O BARINGS LLC
300 SOUTH TRYON STREET, SUITE 2500
CHARLOTTE
NC
28202
1
President
0
Barings Non-Qualified Thrift Plan
2023-09-21
4
J
0
21.3541
15.7600
A
Common Shares ("Shares of Beneficial Interest")
21.3541
2201.9115
D
Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.
/s/ Jessica Restivo Attorney- in - Fact
2023-09-22