0001225208-23-008197.txt : 20230811 0001225208-23-008197.hdr.sgml : 20230811 20230811111447 ACCESSION NUMBER: 0001225208-23-008197 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230810 FILED AS OF DATE: 20230811 DATE AS OF CHANGE: 20230811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Emery Christina CENTRAL INDEX KEY: 0001521374 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-02183 FILM NUMBER: 231162209 MAIL ADDRESS: STREET 1: BARINGS LLC STREET 2: 300 SOUTH TRYON STREET, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARINGS CORPORATE INVESTORS CENTRAL INDEX KEY: 0000275694 IRS NUMBER: 042483041 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 SOUTH TRYON STREET, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 SOUTH TRYON STREET, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: BABSON CAPITAL CORPORATE INVESTORS DATE OF NAME CHANGE: 20111230 FORMER COMPANY: FORMER CONFORMED NAME: MASSMUTUAL CORPORATE INVESTORS DATE OF NAME CHANGE: 19920717 4 1 doc4.xml X0508 4 2023-08-10 0000275694 BARINGS CORPORATE INVESTORS MCI 0001521374 Emery Christina C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 1 President 0 Barings Non-Qualified Thrift Plan 2023-08-10 4 J 0 22.3912 15.0300 A Common Shares ("Shares of Beneficial Interest") 22.3912 2085.5128 D Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. Latavea Cross as attorney-in-fact 2023-08-11