0001225208-20-002364.txt : 20200214
0001225208-20-002364.hdr.sgml : 20200214
20200214160916
ACCESSION NUMBER: 0001225208-20-002364
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200213
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jarvis Stephen
CENTRAL INDEX KEY: 0001441795
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02183
FILM NUMBER: 20619695
MAIL ADDRESS:
STREET 1: BARINGS LLC
STREET 2: 1500 MAIN STREET PO BOX 15189
CITY: SPRINGFIELD
STATE: MA
ZIP: 01115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARINGS CORPORATE INVESTORS
CENTRAL INDEX KEY: 0000275694
IRS NUMBER: 042483041
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O BARINGS LLC
STREET 2: 300 SOUTH TRYON STREET, SUITE 2500
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
BUSINESS PHONE: 704-805-7200
MAIL ADDRESS:
STREET 1: C/O BARINGS LLC
STREET 2: 300 SOUTH TRYON STREET, SUITE 2500
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
FORMER COMPANY:
FORMER CONFORMED NAME: BABSON CAPITAL CORPORATE INVESTORS
DATE OF NAME CHANGE: 20111230
FORMER COMPANY:
FORMER CONFORMED NAME: MASSMUTUAL CORPORATE INVESTORS
DATE OF NAME CHANGE: 19920717
4
1
doc4.xml
X0306
4
2020-02-13
0000275694
BARINGS CORPORATE INVESTORS
MCI
0001441795
Jarvis Stephen
C/O BARINGS LLC
300 SOUTH TRYON STREET, SUITE 2500
CHARLOTTE
NC
28202
1
Officer of Adviser
Barings Non-Qualified Thrift Plan
2020-02-13
4
J
0
10.7851
16.8500
A
Common Shares ("Shares of Beneficial Interest")
10.7851
350.3549
D
Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.
Ann Malloy as Attorney-in-fact
2020-02-14