0001437749-15-005490.txt : 20150319 0001437749-15-005490.hdr.sgml : 20150319 20150319145752 ACCESSION NUMBER: 0001437749-15-005490 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150317 FILED AS OF DATE: 20150319 DATE AS OF CHANGE: 20150319 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAYLAKE CORP CENTRAL INDEX KEY: 0000275119 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391268055 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 217 N FOURTH AVE STREET 2: PO BOX 9 CITY: STURGEON BAY STATE: WI ZIP: 54235-0009 BUSINESS PHONE: 9207435551 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LaLuzerne Kevin L CENTRAL INDEX KEY: 0001373856 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16339 FILM NUMBER: 15712677 MAIL ADDRESS: STREET 1: PO BOX 9 STREET 2: 217 NORTH FOURTH AVENUE CITY: STURGEON BAY STATE: WI ZIP: 54235-0009 4 1 rdgdoc.xml FORM 4 X0306 4 2015-03-17 0000275119 BAYLAKE CORP BYLK 0001373856 LaLuzerne Kevin L 217 N 4TH AVE STURGEON BAY WI 54235 1 Chief Financial Officer Restricted Stock Units 2015-03-17 2015-03-17 4 A 0 2333 0 A 2333 D Common Stock 12098 D Common Stock 4160 I By IRA Common Stock 4535 I By ESPP Common Stock 10000 I By Baylake Bank 401K Plan FBO Kevin LaLuzerne Restricted Stock Units 1707 D Restricted Stock Units 5123 D Restricted Stock Units 2362 D Restricted Stock Units 1093 D Stock Options 12.52 2015-03-17 2015-03-17 4 A 0 5380 0 A 2025-03-17 Common Stock 5380 5380 D Stock Options 4.1500 2021-03-15 Common Stock 8539 8539 D Stock Options 6.2000 2022-04-01 Common Stock 8539 8539 D Stock Options 9.5000 2023-03-19 Common Stock 4833 4833 D Stock Options 13.9000 2014-03-18 Common Stock 5828 5828 D The aggregate restricted stock units were granted on 3/17/2015 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate stock options were granted on 3/17/2015 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. The aggregate stock options were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. The aggregate stock options were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. The aggregate stock options were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. The aggregate stock options were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. /s/ Tasha M. Rass, Attorney-in-fact for Kevin L. LaLuzerne 2015-03-19