0000892712-16-001496.txt : 20160322
0000892712-16-001496.hdr.sgml : 20160322
20160322180409
ACCESSION NUMBER: 0000892712-16-001496
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160315
FILED AS OF DATE: 20160322
DATE AS OF CHANGE: 20160322
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BAYLAKE CORP
CENTRAL INDEX KEY: 0000275119
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 391268055
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 217 N FOURTH AVE
STREET 2: PO BOX 9
CITY: STURGEON BAY
STATE: WI
ZIP: 54235-0009
BUSINESS PHONE: 9207435551
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CERA ROBERT J
CENTRAL INDEX KEY: 0001256643
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16339
FILM NUMBER: 161521968
4/A
1
edgar.xml
PRIMARY DOCUMENT
X0306
4/A
2016-03-15
2016-03-16
0000275119
BAYLAKE CORP
BYLK
0001256643
CERA ROBERT J
217 N. 4TH AVE.
STURGEON BAY
WI
54235
1
1
0
0
Chief Executive Officer
Restricted Stock Units
2016-03-15
4
A
0
5280
15.17
A
5280
D
Common Stock
2016-03-15
4
F
0
3000
15.17
D
47490
D
Common Stock
30350
I
By IRA
Common Stock
2028
I
By ESPP
Common Stock
15000
I
By Baylake Bank 401K Plan FBO Robert Cera
Restricted Stock Units
8918
D
Restricted Stock Units
4263
D
Restricted Stock Units
2201
D
Restricted Stock Units
5010
D
The aggregate restricted stock units were granted on 3/15/16 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
Represents shares used to satisfy tax withholding obligation upon vesting of restricted stock units.
Increased shares reflect vested restricted stock units.
Increased shares reflect shares purchased through an Employee Stock Purchase Plan.
The aggregate restricted stock units were granted on 4/1/12 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 3/19/13 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 3/18/14 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 3/17/15 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
Susan M. Lohrey (Attorney-in-Fact)
2016-03-22