0000892712-16-001489.txt : 20160316 0000892712-16-001489.hdr.sgml : 20160316 20160316170732 ACCESSION NUMBER: 0000892712-16-001489 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160315 FILED AS OF DATE: 20160316 DATE AS OF CHANGE: 20160316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAYLAKE CORP CENTRAL INDEX KEY: 0000275119 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391268055 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 217 N FOURTH AVE STREET 2: PO BOX 9 CITY: STURGEON BAY STATE: WI ZIP: 54235-0009 BUSINESS PHONE: 9207435551 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miller David J CENTRAL INDEX KEY: 0001387297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16339 FILM NUMBER: 161510424 MAIL ADDRESS: STREET 1: PO BOX 9 CITY: STURGEON BAY STATE: WI ZIP: 54235-0009 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-03-15 0000275119 BAYLAKE CORP BYLK 0001387297 Miller David J 217 N. 4TH AVE. STURGEON BAY WI 54235 0 1 0 0 Chief Credit Office, SVP Restricted Stock Units 2016-03-15 4 A 0 1632 15.17 A 1632 D Common Stock 19747.6596 D Common Stock 474.1826 I By Son, Matt Common Stock 387.3835 I By Daughter, Courtney Common Stock 220.4582 I As custodian for child, Travis Common Stock 5163.3823 I By Baylake Bank 401K Plan FBO David Miller Common Stock 2500 I By IRA Restricted Stock Units 3141 D Restricted Stock Units 2095 D Restricted Stock Units 892 D Restricted Stock Units 1903 D The aggregate restricted stock units were granted on 3/15/16 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. Increased shares reflect vested restricted stock units. The aggregate restricted stock units were granted on 4/1/12 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 3/19/13 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 3/18/14 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 3/17/15 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. Susan M. Lohrey (Attorney-in-Fact) 2016-03-16