0000892712-15-001144.txt : 20151214 0000892712-15-001144.hdr.sgml : 20151214 20151214180002 ACCESSION NUMBER: 0000892712-15-001144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151214 FILED AS OF DATE: 20151214 DATE AS OF CHANGE: 20151214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAYLAKE CORP CENTRAL INDEX KEY: 0000275119 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391268055 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 217 N FOURTH AVE STREET 2: PO BOX 9 CITY: STURGEON BAY STATE: WI ZIP: 54235-0009 BUSINESS PHONE: 9207435551 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LaLuzerne Kevin L CENTRAL INDEX KEY: 0001373856 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16339 FILM NUMBER: 151286912 MAIL ADDRESS: STREET 1: PO BOX 9 STREET 2: 217 NORTH FOURTH AVENUE CITY: STURGEON BAY STATE: WI ZIP: 54235-0009 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-12-14 0000275119 BAYLAKE CORP BYLK 0001373856 LaLuzerne Kevin L 217 N. 4TH AVE. STURGEON BAY WI 54235 0 1 0 0 Chief Financial Officer Common Stock 2015-12-14 4 M 0 5124 4.15 A 18930 D Common Stock 2015-12-14 4 S 0 5124 14.65 D 13806 D Restricted Stock Units 1707 D Restricted Stock Units 3415 D Restricted Stock Units 2362 D Restricted Stock Units 1093 D Restricted Stock Units 2333 D Common Stock 4160 I By IRA Common Stock 4535 I By ESPP Common Stock 10000 I By Baylake Bank 401K Plan FBO Kevin LaLuzerne Stock Option 4.15 2015-12-14 4 M 0 5124 0 D 2021-03-15 Common Stock 5124 3415 D Stock Option 6.20 2022-04-01 Common Stock 8539 8539 D Stock Option 9.50 2023-03-19 Common Stock 4833 4833 D Stock Option 13.90 2024-03-18 Common Stock 5828 5828 D Stock Option 12.52 2025-03-17 Common Stock 5380 5380 D The aggregate restricted stock units were granted on 3/15/11and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 4/1/12 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 3/19/13 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 3/18/14 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 3/17/15 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate stock options were granted on 3/15/11 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. The aggregate stock options were granted on 4/1/12 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. The aggregate stock options were granted on 3/19/13 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. The aggregate stock options were granted on 3/18/14 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. The aggregate stock options were granted on 3/17/15 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. Susan M. Lohrey , Attorney-in-Fact for Kevin L. LaLuzerne 2015-12-14 EX-24 2 laluzernepoa.htm POWER OF ATTORNEY



POWER OF ATTORNEY



Know all men by these presents that the undersigned hereby constitutes and appoints any Officer of Baylake Bank, signing singly, the undersigned’s true and lawful attorney-in-fact to:


(1)

execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Baylake Corp, (the “Company”), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder;


(2)

do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Forms 3, 4 or 5, complete and execute any amendment or amendments thereto, and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and


(3)

take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned; pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact’s may approve in such attorney-in-fact’s discretion.


The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted.  The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.


This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.



IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 14th day of December, 2015.


Signature


/s/ Kevin L. LaLuzerne______________

Kevin L. LaLuzerne