0000892712-15-001121.txt : 20151204 0000892712-15-001121.hdr.sgml : 20151204 20151204123321 ACCESSION NUMBER: 0000892712-15-001121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151201 FILED AS OF DATE: 20151204 DATE AS OF CHANGE: 20151204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAYLAKE CORP CENTRAL INDEX KEY: 0000275119 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391268055 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 217 N FOURTH AVE STREET 2: PO BOX 9 CITY: STURGEON BAY STATE: WI ZIP: 54235-0009 BUSINESS PHONE: 9207435551 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANSON DANIEL M CENTRAL INDEX KEY: 0001255081 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16339 FILM NUMBER: 151269424 MAIL ADDRESS: STREET 1: P O BOX 9 CITY: STURGEON BAY STATE: WI ZIP: 54235-0009 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-12-01 0000275119 BAYLAKE CORP BYLK 0001255081 HANSON DANIEL M 217 N. 4TH AVE. STURGEON BAY WI 54235 0 1 0 0 Senior VP Operations/IT Common Stock 2015-12-01 4 M 0 3351 4.15 A 10428 D Common Stock 2015-12-01 4 M 0 2513 6.20 A 12941 D Common Stock 6999.6044 D Restricted Stock Units 837 D Restricted Stock Units 1675 D Restricted Stock Units 1572 D Restricted Stock Units 658 D Restricted Stock Units 1405 D Common Stock 546.8816 I By IRA Stock Option 4.15 2015-12-01 4 M 0 3351 0 D 2021-03-15 Common Stock 3351 837 D Stock Option 6.20 2015-12-01 4 M 0 2513 0 D 2022-04-01 Common Stock 2513 1675 D The aggregate restricted stock units were granted on 3/15/11and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 4/1/12 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 3/19/13 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 3/18/14 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate restricted stock units were granted on 3/17/15 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder. The aggregate stock options were granted on 3 /15/11 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. The aggregate stock options were granted on 4/1/12 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder. Susan M. Lohrey , Attorney-in-Fact for Daniel M. Hanson 2015-12-04