-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FG3+OjJJxZsRd3WAd9AmiE4Z8aV0f6ERyt1sXGqH5EwylOpwK/Shlr5ZMCeFYvx6 SX3JwlPNAqT1OOua5+nfIA== 0001063545-98-000001.txt : 19980723 0001063545-98-000001.hdr.sgml : 19980723 ACCESSION NUMBER: 0001063545-98-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980630 FILED AS OF DATE: 19980721 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO CENTRAL INDEX KEY: 0000027500 STANDARD INDUSTRIAL CLASSIFICATION: DAIRY PRODUCTS [2020] IRS NUMBER: 360984820 STATE OF INCORPORATION: DE FISCAL YEAR END: 0527 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-08262 FILM NUMBER: 98669341 BUSINESS ADDRESS: STREET 1: 3600 N RIVER RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 7086781680 MAIL ADDRESS: STREET 1: 3600 N RIVER RD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 COMPANY DATA: COMPANY CONFORMED NAME: HILL JANET CENTRAL INDEX KEY: 0001063545 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 3600 N RIVER RD CITY: FRANKLIN STATE: IL ZIP: 60131 BUSINESS PHONE: 8472335459 MAIL ADDRESS: STREET 1: 3600 N RIVER ROAD CITY: FRANKLIN PARK STATE: IL ZIP: 60131 5 1 FORM 5 - 06/30/98 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported (X) Form 4 Transactions Reported 1. Name and Address of Reporting Person HILL, JANET ALEXANDER & ASSOCIATES 400 C STREET, N.E. WASHINTON, DC 20002 2. Issuer Name and Ticker or Trading Symbol DEAN FOODS COMPANY DF 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 06/30/98 5. If Amendment, Date of Original (Month/Year) 07/10/98 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| DEAN FOODS COMPANY COMMON STO| | | | | |500 |D | | CK | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| NON-QUALIFIED STOCK OPTI|49.43 |6/1/9|A |3000 |A |6/1/9|6/1/0|COMMON STOCK|3000 | |3000 |D | | ON | |8 | | | |9* |8 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: *25% BECOMES EXERCISABLE EACH SUCCESSIVE ANNIVERSARY GRANT DATE; DATE FIRST EXERCISABLE SIGNATURE OF REPORTING PERSON AS ATTORNEY-IN-FACT FOR JANET HILL DATE 7/21/98 -----END PRIVACY-ENHANCED MESSAGE-----