0000027182-24-000005.txt : 20240117 0000027182-24-000005.hdr.sgml : 20240117 20240117083009 ACCESSION NUMBER: 0000027182-24-000005 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: SWARTZ,GREGORY,G, FILED AS OF DATE: 20240112 DATE AS OF CHANGE: 20240117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D.A. DAVIDSON & CO. CENTRAL INDEX KEY: 0000027182 ORGANIZATION NAME: IRS NUMBER: 810139474 STATE OF INCORPORATION: MT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04289 FILM NUMBER: 24536799 BUSINESS ADDRESS: STREET 1: 8 THIRD STREET NORTH CITY: GREAT FALLS STATE: MT ZIP: 59401-3104 BUSINESS PHONE: 303-764-5743 MAIL ADDRESS: STREET 1: P.O. BOX 5015 CITY: GREAT FALLS STATE: MT ZIP: 59403-5015 FORMER COMPANY: FORMER CONFORMED NAME: D A DAVIDSON & CO /BD DATE OF NAME CHANGE: 20020308 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO /MT/ DATE OF NAME CHANGE: 19980417 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO DATE OF NAME CHANGE: 19950206 MA-I 1 primary_doc.xml MA-I 0000027182 XXXXXXXX Janet Smith 208-388-4237 jsmith@dadco.com N N Gregory G Swartz 4717154 Y 1 0000027182 D.A. DAVIDSON & CO. 12-29-2023 N 867-01235 LOCATED 12-29-2023 12-2023 D.A. Davidson & Co. Phoenix AZ 85012 Y Y SVP, Public Finance Banker 07-2023 12-2023 Funding Source Advisors LLC Phoenix AZ 85012 N N Owner 11-2012 06-2023 Piper Sandler Phoenix AZ 85012 Y Y VP, Investment Banker N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-12-2024 Marc Dispense President Fixed Income Capital Markets