0000027182-24-000001.txt : 20240117
0000027182-24-000001.hdr.sgml : 20240117
20240117091258
ACCESSION NUMBER: 0000027182-24-000001
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: GUNDERSEN,KRISTEN,MARIE,
FILED AS OF DATE: 20240103
DATE AS OF CHANGE: 20240117
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: D.A. DAVIDSON & CO.
CENTRAL INDEX KEY: 0000027182
ORGANIZATION NAME:
IRS NUMBER: 810139474
STATE OF INCORPORATION: MT
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04289
FILM NUMBER: 24536887
BUSINESS ADDRESS:
STREET 1: 8 THIRD STREET NORTH
CITY: GREAT FALLS
STATE: MT
ZIP: 59401-3104
BUSINESS PHONE: 303-764-5743
MAIL ADDRESS:
STREET 1: P.O. BOX 5015
CITY: GREAT FALLS
STATE: MT
ZIP: 59403-5015
FORMER COMPANY:
FORMER CONFORMED NAME: D A DAVIDSON & CO /BD
DATE OF NAME CHANGE: 20020308
FORMER COMPANY:
FORMER CONFORMED NAME: DAVIDSON D A & CO /MT/
DATE OF NAME CHANGE: 19980417
FORMER COMPANY:
FORMER CONFORMED NAME: DAVIDSON D A & CO
DATE OF NAME CHANGE: 19950206
MA-I
1
primary_doc.xml
MA-I
0000027182
XXXXXXXX
Janet Smith
208-388-4237
jsmith@dadco.com
N
N
Kristen
Marie
Gundersen
5085363
N
1
0000027182
D.A. DAVIDSON & CO.
07-21-2021
N
867-01235
LOCATED
07-21-2021
3140 HARBOR LN
SUITE 125
PLYMOUTH
MN
55447
KRISTEN
MARIE
SHIELDS
07-2021
D.A. DAVIDSON & CO.
PLYMOUTH
MN
55447
Y
Y
AVP, CAPITAL MARKETS SENIOR COMPLIANCE OFFICER
10-2010
07-2021
PIPER JAFFRAY & CO.
MINNEAPOLIS
MN
55402
Y
Y
COMPLIANCE ANALYST
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-03-2024
MARC DISPENSE
PRESIDENT FIXED INCOME CAPITAL MARKETS