0000027182-23-000014.txt : 20230515
0000027182-23-000014.hdr.sgml : 20230515
20230515080341
ACCESSION NUMBER: 0000027182-23-000014
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
NELSON,RANDALL,WARREN,
FILED AS OF DATE: 20230512
DATE AS OF CHANGE: 20230515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: D.A. DAVIDSON & CO.
CENTRAL INDEX KEY: 0000027182
IRS NUMBER: 810139474
STATE OF INCORPORATION: MT
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04289
FILM NUMBER: 23918520
BUSINESS ADDRESS:
STREET 1: 8 THIRD STREET NORTH
CITY: GREAT FALLS
STATE: MT
ZIP: 59401-3104
BUSINESS PHONE: 303-764-5743
MAIL ADDRESS:
STREET 1: P.O. BOX 5015
CITY: GREAT FALLS
STATE: MT
ZIP: 59403-5015
FORMER COMPANY:
FORMER CONFORMED NAME: D A DAVIDSON & CO /BD
DATE OF NAME CHANGE: 20020308
FORMER COMPANY:
FORMER CONFORMED NAME: DAVIDSON D A & CO /MT/
DATE OF NAME CHANGE: 19980417
FORMER COMPANY:
FORMER CONFORMED NAME: DAVIDSON D A & CO
DATE OF NAME CHANGE: 19950206
MA-I/A
1
primary_doc.xml
MA-I/A
0000027182
XXXXXXXX
Janet Smith
208-388-4237
jsmith@dadco.com
N
0000027182-19-000035
N
Randall
Warren
Nelson
2105965
N
1
0000027182
D.A. DAVIDSON & CO.
10-01-2019
N
867-01235
LOCATED
10-01-2019
5601 Granite Parkway
Suite 560
Plano
TX
75024
10-2019
D.A. DAVIDSON & CO.
Plano
TX
75024
Y
Y
MANAGING DIRECTOR, PUBLIC FINANCE
08-2000
10-2019
WELLS NELSON & ASSOCIATES LLC
TULSA
OK
74103
Y
Y
INVESTMENT BANKER
Y
06-1995
WARREN CAPITAL CORP
3031 S QUAKER AVE
TULSA
OK
74114
N
Y
CORPORATION HOLDING COMPANY FOR OIL AND GAS LEASES
PRESIDENT/OWNER
5
MANAGEMENT DUTIES
07-2015
SUDBURY TRANSPORTATION INC
360 CAIN DR
HAYSVILLE
KS
67060
N
N
TRANSPORTATION COMPANY
CHAIRMAN - 50% OWNER
5
MAINTAIN CONTACT WITH STAFF CONCERNING OVERALL OPERATIONS
03-2018
CHASIN ENERGY LLC
Rout 1, box 396
NOWATA
OK
74048
N
Y
OIL AND GAS PRODUCTION
MANAGING PARTNER
3
MANAGEMENT
N
N
N
N
N
N
N
N
Y
Y
N
Y
Y
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
05-12-2023
Marc Dispense
President Fixed Income Capital Markets
NELSON, RANDALL WARREN
2105965
1013332
6C(1)
6C(7)
6C(2)
6C(4)
6C(5)