0000027182-23-000013.txt : 20230515 0000027182-23-000013.hdr.sgml : 20230515 20230515080406 ACCESSION NUMBER: 0000027182-23-000013 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 DURAN,ERIC,JAMES, FILED AS OF DATE: 20230512 DATE AS OF CHANGE: 20230515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D.A. DAVIDSON & CO. CENTRAL INDEX KEY: 0000027182 IRS NUMBER: 810139474 STATE OF INCORPORATION: MT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04289 FILM NUMBER: 23918521 BUSINESS ADDRESS: STREET 1: 8 THIRD STREET NORTH CITY: GREAT FALLS STATE: MT ZIP: 59401-3104 BUSINESS PHONE: 303-764-5743 MAIL ADDRESS: STREET 1: P.O. BOX 5015 CITY: GREAT FALLS STATE: MT ZIP: 59403-5015 FORMER COMPANY: FORMER CONFORMED NAME: D A DAVIDSON & CO /BD DATE OF NAME CHANGE: 20020308 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO /MT/ DATE OF NAME CHANGE: 19980417 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO DATE OF NAME CHANGE: 19950206 MA-I/A 1 primary_doc.xml MA-I/A 0000027182 XXXXXXXX Janet Smith 208-388-4237 jsmith@dadco.com N 0000027182-22-000002 N Eric James Duran 3242039 N 1 0000027182 D.A. DAVIDSON & CO. 01-01-2005 N 07-28-2014 0000027182 LOCATED 01-01-2005 5601 Granite Parkway Suite 560 Plano TX 75024 01-2005 D.A. Davidson & Co. Plano ID 75024 Y Y Managing Director, Public Finance Banker 04-2004 12-2004 Kirkpatrick Pettis Smith Polian Inc. Denver CO 80202 Y Y First Vice President, Public Finance Banker Y 07-2020 The Colorado College 14 East Cache La Poudre St Colorado Springs CO 80903 N N School Trustee/POA on the Board of Trustees 30 Oversight of the operations of the College. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-12-2023 Marc Dispense President Fixed Income Capital Markets