0000027182-23-000005.txt : 20230209 0000027182-23-000005.hdr.sgml : 20230209 20230209171645 ACCESSION NUMBER: 0000027182-23-000005 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 GORES,JONATHAN,DREW, FILED AS OF DATE: 20230209 DATE AS OF CHANGE: 20230209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D.A. DAVIDSON & CO. CENTRAL INDEX KEY: 0000027182 IRS NUMBER: 810139474 STATE OF INCORPORATION: MT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04289 FILM NUMBER: 23607371 BUSINESS ADDRESS: STREET 1: 8 THIRD STREET NORTH CITY: GREAT FALLS STATE: MT ZIP: 59401-3104 BUSINESS PHONE: 303-764-5743 MAIL ADDRESS: STREET 1: P.O. BOX 5015 CITY: GREAT FALLS STATE: MT ZIP: 59403-5015 FORMER COMPANY: FORMER CONFORMED NAME: D A DAVIDSON & CO /BD DATE OF NAME CHANGE: 20020308 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO /MT/ DATE OF NAME CHANGE: 19980417 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO DATE OF NAME CHANGE: 19950206 MA-I/A 1 primary_doc.xml MA-I/A 0000027182 XXXXXXXX Janet Smith 208-388-4237 jsmith@dadco.com N 0000027182-14-000007 Y Jonathan Drew Gores 1842225 N 1 0000027182 D.A. DAVIDSON & CO. 10-17-2006 N 07-28-2014 0000027182 LOCATED 10-17-2006 701 5th Avenue, Suite 4050 Seattle WA 98104 Jon Drew Gores 10-2006 D.A. Davidson & Co. Seattle WA 98104 Y Y Managing Director 05-1988 10-2006 Seattle-Northwest Securities Corporation Seattle WA 98101 Y Y Vice President Y 01-1998 Washington State School Board Education Foundation 221 College Street NE Olympia WA 98516 N N 501C-3 Foundation Member of the Board of Directors 3 fundraising for foundation and leadership training N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-09-2023 Marc Dispense President Fixed Income Capital Markets