0000027182-23-000004.txt : 20230120 0000027182-23-000004.hdr.sgml : 20230120 20230120140200 ACCESSION NUMBER: 0000027182-23-000004 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 SPETHMAN,GERALD,JOSEPH,JR. FILED AS OF DATE: 20230120 DATE AS OF CHANGE: 20230120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D.A. DAVIDSON & CO. CENTRAL INDEX KEY: 0000027182 IRS NUMBER: 810139474 STATE OF INCORPORATION: MT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04289 FILM NUMBER: 23540342 BUSINESS ADDRESS: STREET 1: 8 THIRD STREET NORTH CITY: GREAT FALLS STATE: MT ZIP: 59401-3104 BUSINESS PHONE: 303-764-5743 MAIL ADDRESS: STREET 1: P.O. BOX 5015 CITY: GREAT FALLS STATE: MT ZIP: 59403-5015 FORMER COMPANY: FORMER CONFORMED NAME: D A DAVIDSON & CO /BD DATE OF NAME CHANGE: 20020308 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO /MT/ DATE OF NAME CHANGE: 19980417 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO DATE OF NAME CHANGE: 19950206 MA-I/A 1 primary_doc.xml MA-I/A 0000027182 XXXXXXXX Janet Smith 208-388-4237 jsmith@dadco.com N 0000027182-14-000021 N Gerald Joseph Spethman Jr. 3058196 N 1 0000027182 D.A. DAVIDSON & CO. 01-01-2005 N 07-28-2014 0000027182 LOCATED 01-01-2005 1111 N. 102nd Court, Ste. 300 Omaha NE 68114 Jerry Joseph Spethman Jr 01-2005 D.A. Davidson & Co. Omaha NE 68114 Y Y SVP, Public Finance Banker 02-2003 01-2005 Kirkpatrick Pettis Smith Polian Inc. Omaha NE 68114 Y Y Public Finance Banker Y 04-2009 Gerald J. Spethman 4322 N. 143rd Street Omaha NE 68164 N N Guardianship and legal services as per court appointment. Guardian 2 Provide legal guardianship services. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-20-2023 Marc Dispense President Fixed Income Capital Markets