0000027182-23-000004.txt : 20230120
0000027182-23-000004.hdr.sgml : 20230120
20230120140200
ACCESSION NUMBER: 0000027182-23-000004
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
SPETHMAN,GERALD,JOSEPH,JR.
FILED AS OF DATE: 20230120
DATE AS OF CHANGE: 20230120
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: D.A. DAVIDSON & CO.
CENTRAL INDEX KEY: 0000027182
IRS NUMBER: 810139474
STATE OF INCORPORATION: MT
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04289
FILM NUMBER: 23540342
BUSINESS ADDRESS:
STREET 1: 8 THIRD STREET NORTH
CITY: GREAT FALLS
STATE: MT
ZIP: 59401-3104
BUSINESS PHONE: 303-764-5743
MAIL ADDRESS:
STREET 1: P.O. BOX 5015
CITY: GREAT FALLS
STATE: MT
ZIP: 59403-5015
FORMER COMPANY:
FORMER CONFORMED NAME: D A DAVIDSON & CO /BD
DATE OF NAME CHANGE: 20020308
FORMER COMPANY:
FORMER CONFORMED NAME: DAVIDSON D A & CO /MT/
DATE OF NAME CHANGE: 19980417
FORMER COMPANY:
FORMER CONFORMED NAME: DAVIDSON D A & CO
DATE OF NAME CHANGE: 19950206
MA-I/A
1
primary_doc.xml
MA-I/A
0000027182
XXXXXXXX
Janet Smith
208-388-4237
jsmith@dadco.com
N
0000027182-14-000021
N
Gerald
Joseph
Spethman
Jr.
3058196
N
1
0000027182
D.A. DAVIDSON & CO.
01-01-2005
N
07-28-2014
0000027182
LOCATED
01-01-2005
1111 N. 102nd Court, Ste. 300
Omaha
NE
68114
Jerry
Joseph
Spethman
Jr
01-2005
D.A. Davidson & Co.
Omaha
NE
68114
Y
Y
SVP, Public Finance Banker
02-2003
01-2005
Kirkpatrick Pettis Smith Polian Inc.
Omaha
NE
68114
Y
Y
Public Finance Banker
Y
04-2009
Gerald J. Spethman
4322 N. 143rd Street
Omaha
NE
68164
N
N
Guardianship and legal services as per court appointment.
Guardian
2
Provide legal guardianship services.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-20-2023
Marc Dispense
President Fixed Income Capital Markets