0000027182-22-000021.txt : 20220907
0000027182-22-000021.hdr.sgml : 20220907
20220907173428
ACCESSION NUMBER: 0000027182-22-000021
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
JEAN-SAINT-JUSTE,SOPHIE,ELOICIN,
FILED AS OF DATE: 20220907
DATE AS OF CHANGE: 20220907
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: D.A. DAVIDSON & CO.
CENTRAL INDEX KEY: 0000027182
IRS NUMBER: 810139474
STATE OF INCORPORATION: MT
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04289
FILM NUMBER: 221232019
BUSINESS ADDRESS:
STREET 1: 8 THIRD STREET NORTH
CITY: GREAT FALLS
STATE: MT
ZIP: 59401-3104
BUSINESS PHONE: 303-764-5743
MAIL ADDRESS:
STREET 1: P.O. BOX 5015
CITY: GREAT FALLS
STATE: MT
ZIP: 59403-5015
FORMER COMPANY:
FORMER CONFORMED NAME: D A DAVIDSON & CO /BD
DATE OF NAME CHANGE: 20020308
FORMER COMPANY:
FORMER CONFORMED NAME: DAVIDSON D A & CO /MT/
DATE OF NAME CHANGE: 19980417
FORMER COMPANY:
FORMER CONFORMED NAME: DAVIDSON D A & CO
DATE OF NAME CHANGE: 19950206
MA-I
1
primary_doc.xml
MA-I
0000027182
XXXXXXXX
Janet Smith
208-388-4237
jsmith@dadco.com
N
N
Sophie
ELOICIN
Jean-Saint-Juste
5935680
N
1
0000027182
D.A. DAVIDSON & CO.
09-06-2022
N
867-01235
LOCATED
09-06-2022
757 THIRD AVENUE
SUITE 1902
NEW YORK
NY
10017
SOPHIE
ELOICIN
JEAN
09-2022
D.A. Davidson & Co.
NEW YORK
NY
10017
Y
Y
VP, PUBLIC FINANCE BANKER
05-2022
09-2022
UNEMPLOYED
VALLEY STREAM
NY
11580
N
N
N/A
01-2021
04-2022
HILLTOP SECURITIES INC.
NEW YORK
NY
10022
Y
Y
VP, INVESTMENT BANKER
12-2015
12-2020
JANNEY MONTGOMERY SCOTT LLC
NEW YORK
NY
10036
Y
Y
ASSOCIATE
06-2013
10-2015
TD SECURITIES LLC
NEW YORK
NY
10019
Y
Y
PUBLIC FINANCE ANALYST
06-2011
05-2013
STIFEL NICHOLAUS & COMPANY INCORPORATED
NEW YORK
NY
10017
Y
Y
PUBLIC FINANCE ANALYST
Y
05-2018
SOPHIE JEAN
18 COHILL RD
VALLEY STREAM
NY
11580
N
N
SELF-EMPLOYED FINACIAL AND BUDGETING COACH
OWNER
10
HELP INDIVIDUALS ESTABLISH HEALTHY PERSONAL BUDGETING SKILLS. NO INVESTMENT RELATED ADVICE IS PROVIDED.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
09-07-2022
Marc Dispense
President Fixed Income Capital Markets