0000027182-22-000021.txt : 20220907 0000027182-22-000021.hdr.sgml : 20220907 20220907173428 ACCESSION NUMBER: 0000027182-22-000021 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 JEAN-SAINT-JUSTE,SOPHIE,ELOICIN, FILED AS OF DATE: 20220907 DATE AS OF CHANGE: 20220907 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D.A. DAVIDSON & CO. CENTRAL INDEX KEY: 0000027182 IRS NUMBER: 810139474 STATE OF INCORPORATION: MT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04289 FILM NUMBER: 221232019 BUSINESS ADDRESS: STREET 1: 8 THIRD STREET NORTH CITY: GREAT FALLS STATE: MT ZIP: 59401-3104 BUSINESS PHONE: 303-764-5743 MAIL ADDRESS: STREET 1: P.O. BOX 5015 CITY: GREAT FALLS STATE: MT ZIP: 59403-5015 FORMER COMPANY: FORMER CONFORMED NAME: D A DAVIDSON & CO /BD DATE OF NAME CHANGE: 20020308 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO /MT/ DATE OF NAME CHANGE: 19980417 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO DATE OF NAME CHANGE: 19950206 MA-I 1 primary_doc.xml MA-I 0000027182 XXXXXXXX Janet Smith 208-388-4237 jsmith@dadco.com N N Sophie ELOICIN Jean-Saint-Juste 5935680 N 1 0000027182 D.A. DAVIDSON & CO. 09-06-2022 N 867-01235 LOCATED 09-06-2022 757 THIRD AVENUE SUITE 1902 NEW YORK NY 10017 SOPHIE ELOICIN JEAN 09-2022 D.A. Davidson & Co. NEW YORK NY 10017 Y Y VP, PUBLIC FINANCE BANKER 05-2022 09-2022 UNEMPLOYED VALLEY STREAM NY 11580 N N N/A 01-2021 04-2022 HILLTOP SECURITIES INC. NEW YORK NY 10022 Y Y VP, INVESTMENT BANKER 12-2015 12-2020 JANNEY MONTGOMERY SCOTT LLC NEW YORK NY 10036 Y Y ASSOCIATE 06-2013 10-2015 TD SECURITIES LLC NEW YORK NY 10019 Y Y PUBLIC FINANCE ANALYST 06-2011 05-2013 STIFEL NICHOLAUS & COMPANY INCORPORATED NEW YORK NY 10017 Y Y PUBLIC FINANCE ANALYST Y 05-2018 SOPHIE JEAN 18 COHILL RD VALLEY STREAM NY 11580 N N SELF-EMPLOYED FINACIAL AND BUDGETING COACH OWNER 10 HELP INDIVIDUALS ESTABLISH HEALTHY PERSONAL BUDGETING SKILLS. NO INVESTMENT RELATED ADVICE IS PROVIDED. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-07-2022 Marc Dispense President Fixed Income Capital Markets