0000027182-21-000030.txt : 20211116
0000027182-21-000030.hdr.sgml : 20211116
20211116112448
ACCESSION NUMBER: 0000027182-21-000030
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
WICKHAM,CODY,ALLAN,
FILED AS OF DATE: 20211115
DATE AS OF CHANGE: 20211116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: D.A. DAVIDSON & CO.
CENTRAL INDEX KEY: 0000027182
IRS NUMBER: 810139474
STATE OF INCORPORATION: MT
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04289
FILM NUMBER: 211414730
BUSINESS ADDRESS:
STREET 1: 8 THIRD STREET NORTH
CITY: GREAT FALLS
STATE: MT
ZIP: 59401-3104
BUSINESS PHONE: 303-764-5743
MAIL ADDRESS:
STREET 1: P.O. BOX 5015
CITY: GREAT FALLS
STATE: MT
ZIP: 59403-5015
FORMER COMPANY:
FORMER CONFORMED NAME: D A DAVIDSON & CO /BD
DATE OF NAME CHANGE: 20020308
FORMER COMPANY:
FORMER CONFORMED NAME: DAVIDSON D A & CO /MT/
DATE OF NAME CHANGE: 19980417
FORMER COMPANY:
FORMER CONFORMED NAME: DAVIDSON D A & CO
DATE OF NAME CHANGE: 19950206
MA-I/A
1
primary_doc.xml
MA-I/A
0000027182
XXXXXXXX
Janet Smith
208-388-4237
jsmith@dadco.com
N
N
Cody
Allan
Wickham
5473075
N
1
0000027182
D.A. DAVIDSON & CO.
12-17-2007
N
07-29-2014
0000027182
LOCATED
12-17-2007
450 Regency Parkway, Suite 400
Omaha
NE
68114
12-2007
D.A. Davidson & Co.
Omaha
NE
68114
Y
Y
SVP, Public Finance Banker
05-2005
11-2007
Werner Enterprises
Omaha
NE
68114
N
N
Account Manager
08-1997
05-2005
Full-Time Education
Omaha
NE
68114
N
N
Student
Y
03-2014
Samus Enterprises LLC
6520 N. 158th St.
Omaha
NE
68116
N
N
Restaurant
Partner
0
No duties related to the daily operation of the business
10-2021
Ozark Knights LLC
15207 HIckory St
Omaha
NE
68144
N
Y
Rental property investor
Treasurer
1
no duties related to the business
10-2021
1-3-1 Holdings LLC
15207 Hickory St
Omaha
NE
68144
N
Y
Rental Property investor
Treasurer
1
no duties related to the business
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-15-2021
Marc Dispense
President Fixed Income Capital Markets