0000027182-21-000030.txt : 20211116 0000027182-21-000030.hdr.sgml : 20211116 20211116112448 ACCESSION NUMBER: 0000027182-21-000030 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 WICKHAM,CODY,ALLAN, FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D.A. DAVIDSON & CO. CENTRAL INDEX KEY: 0000027182 IRS NUMBER: 810139474 STATE OF INCORPORATION: MT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04289 FILM NUMBER: 211414730 BUSINESS ADDRESS: STREET 1: 8 THIRD STREET NORTH CITY: GREAT FALLS STATE: MT ZIP: 59401-3104 BUSINESS PHONE: 303-764-5743 MAIL ADDRESS: STREET 1: P.O. BOX 5015 CITY: GREAT FALLS STATE: MT ZIP: 59403-5015 FORMER COMPANY: FORMER CONFORMED NAME: D A DAVIDSON & CO /BD DATE OF NAME CHANGE: 20020308 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO /MT/ DATE OF NAME CHANGE: 19980417 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO DATE OF NAME CHANGE: 19950206 MA-I/A 1 primary_doc.xml MA-I/A 0000027182 XXXXXXXX Janet Smith 208-388-4237 jsmith@dadco.com N N Cody Allan Wickham 5473075 N 1 0000027182 D.A. DAVIDSON & CO. 12-17-2007 N 07-29-2014 0000027182 LOCATED 12-17-2007 450 Regency Parkway, Suite 400 Omaha NE 68114 12-2007 D.A. Davidson & Co. Omaha NE 68114 Y Y SVP, Public Finance Banker 05-2005 11-2007 Werner Enterprises Omaha NE 68114 N N Account Manager 08-1997 05-2005 Full-Time Education Omaha NE 68114 N N Student Y 03-2014 Samus Enterprises LLC 6520 N. 158th St. Omaha NE 68116 N N Restaurant Partner 0 No duties related to the daily operation of the business 10-2021 Ozark Knights LLC 15207 HIckory St Omaha NE 68144 N Y Rental property investor Treasurer 1 no duties related to the business 10-2021 1-3-1 Holdings LLC 15207 Hickory St Omaha NE 68144 N Y Rental Property investor Treasurer 1 no duties related to the business N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-15-2021 Marc Dispense President Fixed Income Capital Markets