0000027182-21-000029.txt : 20211101 0000027182-21-000029.hdr.sgml : 20211101 20211031124030 ACCESSION NUMBER: 0000027182-21-000029 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 NORMAN,WILLIAM,THOMAS, FILED AS OF DATE: 20211029 DATE AS OF CHANGE: 20211031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D.A. DAVIDSON & CO. CENTRAL INDEX KEY: 0000027182 IRS NUMBER: 810139474 STATE OF INCORPORATION: MT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04289 FILM NUMBER: 211365152 BUSINESS ADDRESS: STREET 1: 8 THIRD STREET NORTH CITY: GREAT FALLS STATE: MT ZIP: 59401-3104 BUSINESS PHONE: 303-764-5743 MAIL ADDRESS: STREET 1: P.O. BOX 5015 CITY: GREAT FALLS STATE: MT ZIP: 59403-5015 FORMER COMPANY: FORMER CONFORMED NAME: D A DAVIDSON & CO /BD DATE OF NAME CHANGE: 20020308 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO /MT/ DATE OF NAME CHANGE: 19980417 FORMER COMPANY: FORMER CONFORMED NAME: DAVIDSON D A & CO DATE OF NAME CHANGE: 19950206 MA-I 1 primary_doc.xml MA-I 0000027182 XXXXXXXX Janet Smith 208-388-4237 jsmith@dadco.com N N William Thomas Norman 6610118 N 1 0000027182 D.A. DAVIDSON & CO. 05-24-2021 N 867-01235 LOCATED 05-24-2021 1550 Market St Suite 300 Denver CO 80202 05-2021 D.A. Davidson & Co. Denver CO 80202 Y Y VP, Quantatative Analyst 03-2019 05-2021 Baker Tily Municipal Advisors Columbus OH 43081 Y Y Manager 06-2016 02-2019 H.J. Umbaugh & Associates, Certified Public Accountants LLP Columbus OH 43081 N N Senior Consultant 04-2016 06-2016 Unemployed Columbus OH 43081 N N Unemployed 02-2016 04-2016 Lancaster Pollard & Co., LLC Columbus OH 43081 N N Associate 07-2012 01-2016 Brickler & Eckler LLP Columbus OH 43081 N N Paralegal 08-2011 07-2012 Ohio State University Columbus OH 43081 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-29-2021 Marc Dispense President Fixed Income Capital Markets