0000027182-21-000029.txt : 20211101
0000027182-21-000029.hdr.sgml : 20211101
20211031124030
ACCESSION NUMBER: 0000027182-21-000029
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
NORMAN,WILLIAM,THOMAS,
FILED AS OF DATE: 20211029
DATE AS OF CHANGE: 20211031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: D.A. DAVIDSON & CO.
CENTRAL INDEX KEY: 0000027182
IRS NUMBER: 810139474
STATE OF INCORPORATION: MT
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04289
FILM NUMBER: 211365152
BUSINESS ADDRESS:
STREET 1: 8 THIRD STREET NORTH
CITY: GREAT FALLS
STATE: MT
ZIP: 59401-3104
BUSINESS PHONE: 303-764-5743
MAIL ADDRESS:
STREET 1: P.O. BOX 5015
CITY: GREAT FALLS
STATE: MT
ZIP: 59403-5015
FORMER COMPANY:
FORMER CONFORMED NAME: D A DAVIDSON & CO /BD
DATE OF NAME CHANGE: 20020308
FORMER COMPANY:
FORMER CONFORMED NAME: DAVIDSON D A & CO /MT/
DATE OF NAME CHANGE: 19980417
FORMER COMPANY:
FORMER CONFORMED NAME: DAVIDSON D A & CO
DATE OF NAME CHANGE: 19950206
MA-I
1
primary_doc.xml
MA-I
0000027182
XXXXXXXX
Janet Smith
208-388-4237
jsmith@dadco.com
N
N
William
Thomas
Norman
6610118
N
1
0000027182
D.A. DAVIDSON & CO.
05-24-2021
N
867-01235
LOCATED
05-24-2021
1550 Market St
Suite 300
Denver
CO
80202
05-2021
D.A. Davidson & Co.
Denver
CO
80202
Y
Y
VP, Quantatative Analyst
03-2019
05-2021
Baker Tily Municipal Advisors
Columbus
OH
43081
Y
Y
Manager
06-2016
02-2019
H.J. Umbaugh & Associates, Certified Public Accountants LLP
Columbus
OH
43081
N
N
Senior Consultant
04-2016
06-2016
Unemployed
Columbus
OH
43081
N
N
Unemployed
02-2016
04-2016
Lancaster Pollard & Co., LLC
Columbus
OH
43081
N
N
Associate
07-2012
01-2016
Brickler & Eckler LLP
Columbus
OH
43081
N
N
Paralegal
08-2011
07-2012
Ohio State University
Columbus
OH
43081
N
N
Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-29-2021
Marc Dispense
President Fixed Income Capital Markets